DFX Intelligence
Reading the graph
Reading the graph
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Advisor at E•••••• F•••••••• E••••••
NOVI, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E•••••• F•••••••• E•••••• | Independent wealth | Oct 11, 2019 | n/a | yes | NOVI, MI | Current employment |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | Jul 13, 2018 | Sep 13, 2019 | no | BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F••••••• P••••••• A•• W•••••••• A••••••• | E•••••• F•••••••• E•••••• | Sep 13, 2019 | Oct 11, 2019 | 28 | Firm change | Ibd to RIA |
| S•••••••• A••••••• L•• | F••••••• P••••••• A•• W•••••••• A••••••• | Jul 13, 2018 | Jul 13, 2018 |
| S•••••••• A••••••• L•• | National bd RIA | Jun 19, 2012 | Jul 13, 2018 | no | BIRMINGHAM, MI|TROY, MI | Previous registration |
| C••••• I••••••••• S••••••• L•• | Former SEC adviser | May 25, 2010 | Jun 4, 2012 | no | FENTON, MI|GRAND BLANC, MI | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to new firm |
| C••••• I••••••••• S••••••• L•• | S•••••••• A••••••• L•• | Jun 4, 2012 | Jun 19, 2012 | 15 | Firm change | Other |