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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

PAUL JACOB PURCELL

Advisor at KIPLINGER WEALTH ADVISORS

SPRINGBORO, OH

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Search this name across graphsid dfx:ria:9406991e-c8fb-d070-0530-66ee645cbd53

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Mar 20, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KIPLINGER WEALTH ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Jan 30, 2002
First registration: Mar 20, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 4128467

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KIPLINGER WEALTH ADVISORS	Independent wealth	Sep 8, 2014	n/a	yes	SPRINGBORO, OH	Current employment
STRATOS WEALTH PARTNERS, LTD	Bd affiliated wealth	Oct 29, 2012	Sep 5, 2014	no	GERMANTOWN, OH	Previous registration
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Jan 3, 2007	Nov 9, 2012	no	CHESTERFIELD, MO\|FRANKLIN, OH	Previous registration
FFP ADVISORY SERVICES INC	n/a	Jun 20, 2005	Jan 3, 2007	no	FRANKLIN, OH	Previous registration
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	Jan 12, 2005	Jun 6, 2005	no	CINCINNATI, OH	Previous registration
QUESTAR CAPITAL CORPORATION	n/a	Jun 28, 2004	Jun 6, 2005	no	CINCINNATI, OH	Previous registration
SICOR SECURITIES INC	n/a	Mar 20, 2002	May 27, 2004	no	CINCINNATI, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STRATOS WEALTH PARTNERS, LTD	KIPLINGER WEALTH ADVISORS	Sep 5, 2014	Sep 8, 2014	3	Firm change	Other
FIRST ALLIED ADVISORY SERVICES, INC.	STRATOS WEALTH PARTNERS, LTD	Nov 9, 2012	Oct 29, 2012	-11	Firm change	Other
FFP ADVISORY SERVICES INC	FIRST ALLIED ADVISORY SERVICES, INC.	Jan 3, 2007	Jan 3, 2007	0	Bulk transfer	Other
QUESTAR ASSET MANAGEMENT, INC.	FFP ADVISORY SERVICES INC	Jun 6, 2005	Jun 20, 2005	14	Firm change	Other
QUESTAR CAPITAL CORPORATION	QUESTAR ASSET MANAGEMENT, INC.	Jun 6, 2005	Jan 12, 2005	-145	Firm change after gap	Other
SICOR SECURITIES INC	QUESTAR CAPITAL CORPORATION	May 27, 2004	Jun 28, 2004	32	Firm change	Other

Relationships

Registered with (7)

→ KIPLINGER WEALTH ADVISORSRegistered adviserregistration: current employment
Sep 8, 2014 to presentfactForm ADV
→ STRATOS WEALTH PARTNERS, LTDRegistered adviserregistration: previous registration
Oct 29, 2012 to Sep 5, 2014factForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jan 3, 2007 to Nov 9, 2012factForm ADV
→ FFP ADVISORY SERVICES INCRegistered adviserregistration: previous registration
Jun 20, 2005 to Jan 3, 2007factForm ADV
→ QUESTAR ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Jan 12, 2005 to Jun 6, 2005factForm ADV
→ QUESTAR CAPITAL CORPORATIONRegistered adviserregistration: previous registration
Jun 28, 2004 to Jun 6, 2005factForm ADV
→ SICOR SECURITIES INCRegistered adviserregistration: previous registration
Mar 20, 2002 to May 27, 2004factForm ADV

Dated events

No dated event names this entity yet.