DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P••• J•••• P••••••

K•••••••• W••••• A•••••••independent RIASpringboro, Ohdual registrantIAPD 4128467

Feed of 09/14/2026

At current firm

12 y

since Sep 8, 2014

In the industry

26 y

since Jan 1, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Managing Partnerreportedkiplingerwealth.comfirm site, Sep 15, 2026
Partner or owner: “Managing Partner”reportedkiplingerwealth.comthe sentence on the bio page
Years, as the firm states: 35reportedkiplingerwealth.com“Paul has over 35 years experience in the financial services industry.”
Professional profile: kiplingerwealth.com/team/paul-purcellreportedkiplingerwealth.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

K•••••••• W••••• A••••••• independent RIA current
since Sep 8, 2014 · Springboro, Oh
S•••••• W••••• P•••••••• L•• BD affiliated
Oct 29, 2012 to Sep 5, 2014 · Germantown, Oh
F•••• A••••• A••••••• S•••••••• I••• former
Jan 3, 2007 to Nov 9, 2012 · Chesterfield, Mo
F•• A••••••• S••••••• I•• unclassified
Jun 20, 2005 to Jan 3, 2007 · Franklin, Oh
Q•••••• A•••• M••••••••• I••• former
Jan 12, 2005 to Jun 6, 2005 · Cincinnati, Oh
Q•••••• C•••••• C••••••••• unclassified
Jun 28, 2004 to Jun 6, 2005 · Cincinnati, Oh
S•••• S••••••••• I•• unclassified
Mar 20, 2002 to May 27, 2004 · Cincinnati, Oh

Moves

a registration end followed by a registration begin elsewhere

S•••••• W••••• P•••••••• L•• to K•••••••• W••••• A•••••••
left Sep 5, 2014, registered Sep 8, 2014 (3 days) · Other
F•••• A••••• A••••••• S•••••••• I••• to S•••••• W••••• P•••••••• L••
left Nov 9, 2012, registered Oct 29, 2012 (-11 days) · Other
F•• A••••••• S••••••• I•• to F•••• A••••• A••••••• S•••••••• I•••
left Jan 3, 2007, registered Jan 3, 2007 (0 days) · corporate re-registration, not a move
Q•••••• A•••• M••••••••• I••• to F•• A••••••• S••••••• I••
left Jun 6, 2005, registered Jun 20, 2005 (14 days) · Other
Q•••••• C•••••• C••••••••• to Q•••••• A•••• M••••••••• I•••
left Jun 6, 2005, registered Jan 12, 2005 (-145 days) · Other
S•••• S••••••••• I•• to Q•••••• C•••••• C•••••••••
left May 27, 2004, registered Jun 28, 2004 (32 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address