This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

AMERIPRISE FINANCIAL SERVICES, LLC

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S66

First exam

Aug 20, 2021

First registration

Aug 31, 2021

Dual registered

yes, broker-dealer

Other names

Chase Rohrer|Chase R Rohrer|Chase Rohrer|CHASE Randolph ROHRER

IAPD individual key

7414971

• Occurred

  Jun 27, 2022
  Advisor changed firm

  Chase Randolph Rohrer left Independent Financial Group, Llc for Ameriprise Financial Services, Llc (registered 2022-06-29)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:941aeef3-ff58-85c9-a815-348669dca201

First observed

Aug 31, 2021

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.