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Advisor at LPL FINANCIAL LLC
MONROE, LA | Monroe, LA | SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 15, 2025 | n/a | yes | MONROE, LA|Monroe, LA|SAN DIEGO, CA | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Mar 21, 2024 | Dec 15, 2025 | no | Monroe, LA | Previous registration |
| CETERA ADVISORS LLC | Former SEC adviser | Nov 16, 2023 | Mar 21, 2024 | no | Monroe, LA|WEST MONROE, LA | Previous registration |
| FLETCHER FINANCIAL GROUP | Independent wealth | Mar 15, 2022 | Nov 10, 2023 | no | WEST MONROE, LA | Previous registration |
| PRIMERICA ADVISORS | National bd RIA | Mar 19, 2014 | Mar 11, 2016 | no | BATON ROUGE, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | LPL FINANCIAL LLC | Dec 15, 2025 | Dec 15, 2025 | 0 | Firm change | Ibd to ibd |
| CETERA ADVISORS LLC | CETERA INVESTMENT ADVISERS LLC | Mar 21, 2024 | Mar 21, 2024 | 0 | Bulk transfer | Ibd to ibd |
| FLETCHER FINANCIAL GROUP | CETERA ADVISORS LLC | Nov 10, 2023 | Nov 16, 2023 | 6 | Firm change | RIA to ibd |
| PRIMERICA ADVISORS | FLETCHER FINANCIAL GROUP | Mar 11, 2016 | Mar 15, 2022 | 2,195 | Firm change after gap | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105644:6413:LA:2025-12-09 | Dec 15, 2025 | Dec 15, 2025 | MONROE, LA | Firm change |