DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•• S•••• C••••••

L•• F•••••••• L••BD affiliatedMonroe, La dual registrantIAPD 6242775

Feed of 09/15/2026

Also filed as Jayson S•••• C••••••

At current firm

0 y

since Dec 15, 2025

In the industry

12 y

since Mar 19, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Dec 15, 2025 · Monroe, La
C••••• I••••••••• A••••••• L•• BD affiliated
Mar 21, 2024 to Dec 15, 2025 · Monroe, La
C••••• A••••••• L•• former
Nov 16, 2023 to Mar 21, 2024 · Monroe, La
F••••••• F•••••••• G•••• independent RIA
Mar 15, 2022 to Nov 10, 2023 · West Monroe, La
P•••••••• A••••••• national BD
Mar 19, 2014 to Mar 11, 2016 · Baton Rouge, La

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••
left Dec 15, 2025, registered Dec 15, 2025 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
C••••• A••••••• L•• to C••••• I••••••••• A••••••• L••
left Mar 21, 2024, registered Mar 21, 2024 (0 days) · corporate re-registration, not a move
F••••••• F•••••••• G•••• to C••••• A••••••• L••
left Nov 10, 2023, registered Nov 16, 2023 (6 days) · RIA to affiliated broker-dealer or bank
P•••••••• A••••••• to F••••••• F•••••••• G••••
left Mar 11, 2016, registered Mar 15, 2022 (2195 days) · Affiliated broker-dealer or bank to independent RIA

Signals

J•• S•••• C•••••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2025-12-15)
Dec 15, 2025 · Advisor changed firm · fact
J•• S•••• C•••••• left F••••••• F•••••••• G•••• for C••••• A••••••• L•• (registered 2023-11-16)
Nov 10, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address