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A•••••• B•••• N••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

A•••••• B•••• N••••••

Advisor at A••••• I••••••••• A••••••• L••

Florence, AL | HUNTSVILLE, AL

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Search this name across graphsid dfx:ria:94213f74-145a-2bae-a7e3-7f87f5132f52

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 27, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• I••••••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• I••••••••• A••••••• L••	Independent wealth	Feb 9, 2026	n/a	yes	Florence, AL\|HUNTSVILLE, AL	Current employment
S••••• A••••••• I•••	Bd affiliated wealth	Oct 28, 2020	Feb 11, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• A••••••• I•••	A••••• I••••••••• A••••••• L••	Feb 11, 2026	Feb 9, 2026	-2	Firm change	Ibd to new firm
W•••• F•••• A•••••••	S••••• A••••••• I•••	Oct 27, 2020

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
174182:336722:AL:2026-02-10	Feb 11, 2026	Feb 9, 2026	FLORENCE, AL	Firm change

Relationships

Registered with (3)

→ A••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Feb 9, 2026 to presentfactForm ADV
→ S••••• A••••••• I•••Registered adviserregistration: previous registration
Oct 28, 2020 to Feb 11, 2026factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jul 27, 2019 to Oct 27, 2020factForm ADV

Dated events

Occurred
Feb 11, 2026
Advisor changed firm
A•••••• B•••• N•••••• left S••••• A••••••• I••• for A••••• I••••••••• A••••••• L•• (registered 2026-02-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:94213f74-145a-2bae-a7e3-7f87f5132f52
First observed: Jul 27, 2019
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.