RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• B•••• N••••••
- A••••• I••••••••• A••••••• L•• independent RIA currentsince Feb 9, 2026 · Florence, Al
- S••••• A••••••• I••• BD affiliatedOct 28, 2020 to Feb 11, 2026 · Birmingham, Al
- W•••• F•••• A••••••• wirehouseJul 27, 2019 to Oct 27, 2020 · Florence, Al
- S••••• A••••••• I••• to A••••• I••••••••• A••••••• L••left Feb 11, 2026, registered Feb 9, 2026 (-2 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- W•••• F•••• A••••••• to S••••• A••••••• I•••left Oct 27, 2020, registered Oct 28, 2020 (1 days) · Wirehouse to affiliated broker-dealer or bank
- Allison Brown Nielsen left Stonex Advisors Inc. for Axient Investment Advisors Llc (registered 2026-02-09)Feb 11, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address