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Advisor at MARINER
San Antonio, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Mariner | Bd affiliated wealth | Sep 7, 2021 | n/a | yes | San Antonio, TX | Current employment |
| SOUTHERN WEALTH MANAGEMENT LLP | Former SEC adviser | Jul 1, 2019 | Jan 6, 2020 | no | DALLAS, TX|San Antonio, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SOUTHERN WEALTH MANAGEMENT LLP | Mariner | Jan 6, 2020 | Sep 7, 2021 | 610 | Firm change after gap | RIA to ibd |