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A•••••• C•••••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

A•••••• C•••••• L••••

Advisor at L•• F•••••••• L••

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:94294ab6-3475-fa51-3419-8fa370b18b56

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 5, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 31, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Oct 30, 2017	n/a	yes	SAN DIEGO, CA\|SAN DIEGO, CA	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	May 31, 2017	Oct 18, 2017	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	L•• F•••••••• L••	Oct 18, 2017	Oct 30, 2017	12	Firm change	Other
L•• F•••••••• L••	C••••••••• F•••••••• N••••••	Jun 13, 2017

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 26, 2014 to Jun 13, 2017factForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
May 31, 2017 to Oct 18, 2017factForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Sep 23, 2011 to Jan 3, 2013factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:94294ab6-3475-fa51-3419-8fa370b18b56
First observed: Jan 5, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.