DFX Intelligence

S••••• C•••••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

S••••• C•••••• M••••••••• L•

CRD 108518

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:942acb3a-ae07-1e58-dc40-8eba7c0a6587

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 6
On other graphs: 1
Observed: Mar 30, 2012 to Mar 20, 2026
34 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

S••••• C•••••• M••••••••• L•

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.03 fund_share=0.39 institutional_share=0.5 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $6.1B••• Locked
Discretionary RAUM: $5.9B
Private client RAUM: $160Mderived••• Locked
Private client share: 3%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 17

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S••••••• P•••••••• L•	Other Private Fund	$80.7M	Mar 20, 2026	16	Mar 30, 2012	reported	021-83751
S••••• S•••• C•• V•••• F•••• L•	Other Private Fund	$0	Mar 20, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M••••••••• S••••• L•••	DIRECTOR AND STOCKHOLDER OF GP	C	yes	01/2016	Jan 22, 2016	Oct 2, 2024
M••••••••• S••••• L•••	LIMITED PARTNER	C	yes	01/2016	Jan 22, 2016	Oct 2, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$6.1B	$5.3B	15.0%	$4.7B	9.2%	17	17	0	0

Relationships

Advises (2)

→ S••••••• P•••••••• L•Private fundOther Private Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ S••••• S•••• C•• V•••• F•••• L•Private fundOther Private Fund, IA
Mar 30, 2012 to presentfactForm ADV

Affiliated with (1)

← R•••• • T••• A•••• M••••••••• L••Registered adviserother investment adviser, common control
factForm ADV

Controls (4)

Dated events

Occurred
Mar 20, 2026
Private fund gav change
••• Locked
Form ADVobserved today
$-241M
Occurred
Oct 16, 2023
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 17, 2022
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$1.1B
Occurred
Mar 29, 2021
Regulatory AUM changed

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:942acb3a-ae07-1e58-dc40-8eba7c0a6587
First observed: Mar 30, 2012
Last observed: Mar 20, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.