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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 10b 100b

REICH & TANG ASSET MANAGEMENT, LLC

REICH & TANG ASSET MANAGEMENT,LLC, CRD 106186

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3b0327e3-da11-9b77-16b1-58b6cddb8490

Data as of Mar 30, 2015 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2012 to Mar 30, 2015
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $18BItem 5.F on the latest filing (2015-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $18B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 95
Advisory employees: 20
Accounts: 10
Custody, client assets: $2.0B
SEC number: 801-47230
CRD: 106186
Filings on the tape: 11
First filed: Mar 29, 2012
Latest filed: Mar 30, 2015
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
U.S. DOLLAR FLOATING RATE FUND, LTD.	Other Private Fund	$2.0B	Jan 9, 2014	995	Mar 29, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BEARDEN, BEVERLY, M	APPLICANT BOARD MEMBER	Na	yes	05/2014	May 27, 2014	Mar 30, 2015
Bpce	Shareholder	D	yes	07/2009	Mar 29, 2012	Mar 30, 2015
BRANCAZIO, CHRISTOPHER, JOHN	CHIEF COMPLIANCE OFFICER	Na	yes	01/2008	Mar 29, 2012	Mar 30, 2015
DESANCTIS, RICHARD	Coo	Na	yes	01/2008	Mar 29, 2012	Mar 30, 2015
JERKOVICH, JOSEPH	Cfo	Na	yes	01/2008	Mar 29, 2012	Mar 30, 2015
LYDON, MICHAEL, PETER	PRESIDENT, CEO AND APPLICANT BOARD MEMBER	Na	yes	09/2009	Mar 29, 2012	Mar 30, 2015
Natixis	Shareholder	E	yes	09/2011	Mar 29, 2012	Mar 30, 2015
NATIXIS GLOBAL ASSET MANAGEMENT	Shareholder	E	yes	08/2004	Mar 29, 2012	Mar 30, 2015
NATIXIS GLOBAL ASSET MANAGEMENT PARTICIPATIONS 1	Shareholder	E	yes	06/2005	Mar 29, 2012	Mar 30, 2015
NATIXIS GLOBAL ASSET MANAGEMENT, L.P.	100% OWNERSHIP INTEREST	E	yes	08/1994	Mar 29, 2012	Mar 30, 2015
NATIXIS GLOBAL ASSET MANAGEMENT, LLC	GENERAL PARTNER	F	yes	10/2000	Mar 29, 2012	Mar 30, 2015
NATIXIS U.S. HOLDINGS, INC.	Member	E	yes	10/2000	Mar 29, 2012	Mar 30, 2015
NATIXIS U.S. HOLDINGS, INC.	LIMITED PARTNER	E	yes	10/2000	Mar 29, 2012	Mar 30, 2015
NELSON, THOMAS, MATTHEW	SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER	Na	yes	06/2012	Mar 28, 2013	Mar 30, 2015
PLUNKETT, JEFFREY, DUNBAR	APPLICANT BOARD MEMBER	Na	yes	11/2007	Mar 29, 2012	Mar 30, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NGAM ADVISORS, L.P.	n/a	Bd affiliated wealth	$109B	N	yes	n/a
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.	n/a	Other adviser	$12B	N	yes	n/a
MCDONNELL INVESTMENT MANAGEMENT, LLC	n/a	Former SEC adviser	$12B	N	yes	n/a
GATEWAY INVESTMENT ADVISERS, LLC	n/a	Other adviser	$12B	N	yes	n/a
SNYDER CAPITAL MANAGEMENT LP	n/a	Other adviser	$6.1B	N	yes	n/a
ALPHASIMPLEX GROUP, LLC	n/a	Asset manager	$3.1B	N	yes	n/a
AEW CAPITAL MANAGEMENT LP	n/a	Other adviser	$3.0B	N	yes	n/a
NATIXIS ASSET MANAGEMENT U.S., LLC	n/a	Former SEC adviser	$0	N	yes	n/a
CASPIAN PRIVATE EQUITY, LLC	n/a	n/a	n/a	N	yes	n/a
NEXGEN FINANCIAL LIMITED PARTNERSHIP	n/a	n/a	n/a	N	yes	n/a
NGAM DISTRIBUTION, L.P.	n/a	n/a	n/a	N	yes	n/a
NGAM S.A.	n/a	n/a	n/a	N	yes	n/a
REICH & TANG DISTRIBUTORS, INC.	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 30, 2015	$18B	$18B	95	20	n/a	n/a	n/a
2013	Mar 31, 2014	$17B	$17B	100	20	n/a	n/a	n/a
2012	Mar 28, 2013	$12B	$11B	100	20	n/a	1	$2.0B
2011	Mar 29, 2012	$13B	$13B	n/a	n/a	n/a	1	$2.0B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$18B	$17B	5.0%	$13B	10.8%	95	100	n/a	n/a

Relationships

Affiliated with (8)

→ NATIXIS ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.Registered adviserother investment adviser, common control
factForm ADV
→ SNYDER CAPITAL MANAGEMENT LPRegistered adviserother investment adviser, common control
factForm ADV
→ AEW CAPITAL MANAGEMENT LPRegistered adviserother investment adviser, common control
factForm ADV
→ ALPHASIMPLEX GROUP, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ GATEWAY INVESTMENT ADVISERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ MCDONNELL INVESTMENT MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ OSTRUM ASSET MANAGEMENT U.S., LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (12)

← JERKOVICH, JOSEPHOwnerCFO, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← LYDON, MICHAEL, PETEROwnerPRESIDENT, CEO AND APPLICANT BOARD MEMBER, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← NELSON, THOMAS, MATTHEWOwnerSENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 28, 2013 to presentfactForm ADV
← BRANCAZIO, CHRISTOPHER, JOHNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← DESANCTIS, RICHARDOwnerCOO, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← PLUNKETT, JEFFREY, DUNBAROwnerAPPLICANT BOARD MEMBER, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← BEARDEN, BEVERLY, MOwnerAPPLICANT BOARD MEMBER, ownership code NA, individual
May 27, 2014 to presentfactForm ADV
← BPCEOwnerSHAREHOLDER, ownership code D, foreign entity
Mar 29, 2012 to presentfactForm ADV
← NATIXISOwnerSHAREHOLDER, ownership code E, foreign entity
Mar 29, 2012 to presentfactForm ADV
← NATIXIS GLOBAL ASSET MANAGEMENTOwnerSHAREHOLDER, ownership code E, foreign entity
Mar 29, 2012 to presentfactForm ADV
← NATIXIS GLOBAL ASSET MANAGEMENT PARTICIPATIONS 1OwnerSHAREHOLDER, ownership code E, foreign entity
Mar 29, 2012 to presentfactForm ADV
← NATIXIS U.S. HOLDINGS, INC.OwnerLIMITED PARTNER, ownership code E, domestic entity
Mar 29, 2012 to presentfactForm ADV

Advises (1)

→ U.S. DOLLAR FLOATING RATE FUND, LTD.Private fundOther Private Fund, IA, no longer reported
Mar 29, 2012 to Jan 9, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3b0327e3-da11-9b77-16b1-58b6cddb8490
First observed: Mar 29, 2012
Last observed: Mar 30, 2015 139 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

REICH & TANG ASSET MANAGEMENT, LLC

REICH & TANG ASSET MANAGEMENT,LLC, CRD 106186

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3b0327e3-da11-9b77-16b1-58b6cddb8490

Data as of Mar 30, 2015 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:04 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

U.S. DOLLAR FLOATING RATE FUND, LTD.

Other Private Fund

$2.0B

Jan 9, 2014

995

Mar 29, 2012

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BEARDEN, BEVERLY, M

APPLICANT BOARD MEMBER

yes

05/2014

May 27, 2014

Mar 30, 2015

Bpce

Shareholder

yes

07/2009

Mar 29, 2012

Mar 30, 2015

BRANCAZIO, CHRISTOPHER, JOHN

CHIEF COMPLIANCE OFFICER

yes

01/2008

Mar 29, 2012

Mar 30, 2015

DESANCTIS, RICHARD

Coo

yes

01/2008

Mar 29, 2012

Mar 30, 2015

JERKOVICH, JOSEPH

Cfo

yes

01/2008

Mar 29, 2012

Mar 30, 2015

LYDON, MICHAEL, PETER

PRESIDENT, CEO AND APPLICANT BOARD MEMBER

yes

09/2009

Mar 29, 2012

Mar 30, 2015

Natixis

Shareholder

yes

09/2011

Mar 29, 2012

Mar 30, 2015

NATIXIS GLOBAL ASSET MANAGEMENT

Shareholder

yes

08/2004

Mar 29, 2012

Mar 30, 2015

NATIXIS GLOBAL ASSET MANAGEMENT PARTICIPATIONS 1

Shareholder

yes

06/2005

Mar 29, 2012

Mar 30, 2015

NATIXIS GLOBAL ASSET MANAGEMENT, L.P.

100% OWNERSHIP INTEREST

yes

08/1994

Mar 29, 2012

Mar 30, 2015

NATIXIS GLOBAL ASSET MANAGEMENT, LLC

GENERAL PARTNER

yes

10/2000

Mar 29, 2012

Mar 30, 2015

NATIXIS U.S. HOLDINGS, INC.

Member

yes

10/2000

Mar 29, 2012

Mar 30, 2015

NATIXIS U.S. HOLDINGS, INC.

LIMITED PARTNER

yes

10/2000

Mar 29, 2012

Mar 30, 2015

NELSON, THOMAS, MATTHEW

SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER

yes

06/2012

Mar 28, 2013

Mar 30, 2015

PLUNKETT, JEFFREY, DUNBAR

APPLICANT BOARD MEMBER

yes

11/2007

Mar 29, 2012

Mar 30, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NGAM ADVISORS, L.P.

n/a

Bd affiliated wealth

$109B

yes

n/a

VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.

n/a

Other adviser

$12B

yes

n/a

MCDONNELL INVESTMENT MANAGEMENT, LLC

n/a

Former SEC adviser

$12B

yes

n/a

GATEWAY INVESTMENT ADVISERS, LLC

n/a

Other adviser

$12B

yes

n/a

SNYDER CAPITAL MANAGEMENT LP

n/a

Other adviser

$6.1B

yes

n/a

ALPHASIMPLEX GROUP, LLC

n/a

Asset manager

$3.1B

yes

n/a

AEW CAPITAL MANAGEMENT LP

n/a

Other adviser

$3.0B

yes

n/a

NATIXIS ASSET MANAGEMENT U.S., LLC

n/a

Former SEC adviser

yes

n/a

CASPIAN PRIVATE EQUITY, LLC

n/a

yes

n/a

NEXGEN FINANCIAL LIMITED PARTNERSHIP

n/a

yes

n/a

NGAM DISTRIBUTION, L.P.

n/a

yes

n/a

NGAM S.A.

n/a

yes

n/a

REICH & TANG DISTRIBUTORS, INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 30, 2015

$18B

n/a

2013

Mar 31, 2014

$17B

100

n/a

2012

Mar 28, 2013

$12B

$11B

100

n/a

$2.0B

2011

Mar 29, 2012

$13B

n/a

$2.0B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$18B

$17B

5.0%

$13B

10.8%

100

n/a