DFX Intelligence
Reading the graph
Reading the graph
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Advisor at E••••••• I••••••••• P•••••••• L••
CHICAGO, IL | ELMHURST, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R••• C••••••••• G••••• L•• | Former SEC adviser | Jan 27, 2026 | n/a | yes | ELMHURST, IL | Current employment |
| E••••••• I••••••••• P•••••••• L•• | State registered | Jan 27, 2026 | n/a | yes | CHICAGO, IL | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R••• C••••••••• G••••• L•• | E••••••• I••••••••• P•••••••• L•• | Dec 31, 2011 | Jan 27, 2026 | 5,141 | Firm change after gap | Other |
| A•• C•••••• M••••••••• | R••• C••••••••• G••••• L•• | Aug 31, 2011 | Oct 13, 2011 |
| Former SEC adviser |
| Oct 13, 2011 |
| Dec 31, 2011 |
| no |
| ELMHURST, IL |
| Previous registration |
| A•• C•••••• M••••••••• | Independent wealth | Mar 22, 2011 | Aug 31, 2011 | no | CHICAGO, IL | Previous registration |
| R•••••• J•••• • A••••••••• I••• | National bd RIA | May 23, 2005 | Feb 10, 2011 | no | Chicago, IL|CHICAGO, IL | Previous registration |
| M••••• S•••••• D• I••• | n/a | Mar 4, 1998 | Jun 9, 2005 | no | CHICAGO, IL | Previous registration |
| 43 |
| Firm change |
| Other |
| R•••••• J•••• • A••••••••• I••• | A•• C•••••• M••••••••• | Feb 10, 2011 | Mar 22, 2011 | 40 | Firm change | Other |
| M••••• S•••••• D• I••• | R•••••• J•••• • A••••••••• I••• | Jun 9, 2005 | May 23, 2005 | -17 | Firm change | Other |