RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• B••••••• R•••
- E••••••• I••••••••• P•••••••• L•• state registered currentsince Jan 27, 2026 · Chicago, Il
- R••• C••••••••• G••••• L•• former currentsince Jan 27, 2026 · Elmhurst, Il
- R••• C••••••••• G••••• L•• formerOct 13, 2011 to Dec 31, 2011 · Elmhurst, Il
- A•• C•••••• M••••••••• independent RIAMar 22, 2011 to Aug 31, 2011 · Chicago, Il
- R•••••• J•••• • A••••••••• I••• national BDMay 23, 2005 to Feb 10, 2011 · Chicago, Il
- M••••• S•••••• D• I••• unclassifiedMar 4, 1998 to Jun 9, 2005 · Chicago, Il
- R••• C••••••••• G••••• L•• to E••••••• I••••••••• P•••••••• L••left Dec 31, 2011, registered Jan 27, 2026 (5141 days) · Other
- A•• C•••••• M••••••••• to R••• C••••••••• G••••• L••left Aug 31, 2011, registered Oct 13, 2011 (43 days) · Other
- R•••••• J•••• • A••••••••• I••• to A•• C•••••• M•••••••••left Feb 10, 2011, registered Mar 22, 2011 (40 days) · Other
- M••••• S•••••• D• I••• to R•••••• J•••• • A••••••••• I•••left Jun 9, 2005, registered May 23, 2005 (-17 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 47derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address