DFX Intelligence

J•••••• C••••• H•••••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

J•••••• C••••• H•••••• H••••••

Advisor at F••••• G•••• A••••••• L••

COLOGNE, MN | WESTWOOD, NJ

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Search this name across graphsid dfx:ria:94364b46-66eb-519d-7dae-e83a78cb51f0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 21, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• G•••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 12, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• G•••• A••••••• L••	Independent wealth	Jul 1, 2020	n/a	yes	COLOGNE, MN\|WESTWOOD, NJ	Current employment
I••••• F•••••••• C•••••••••	Former SEC adviser	Jun 17, 2016	Feb 14, 2018	no	Cologne, MN\|APPLETON, WI\|WACONIA, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••• F•••••••• C•••••••••	F••••• G•••• A••••••• L••	Feb 14, 2018	Jul 1, 2020	868	Firm change after gap	Other
T••••••• I••••••••• M••••••••• I•••	I••••• F•••••••• C•••••••••	Jun 22, 2016	Jun 17, 2016

Relationships

Registered with (3)

→ F••••• G•••• A••••••• L••Registered adviserregistration: current employment
Jul 1, 2020 to presentfactForm ADV
→ I••••• F•••••••• C•••••••••Registered adviserregistration: previous registration
Jun 17, 2016 to Feb 14, 2018factForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Jul 21, 2006 to Jun 22, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:94364b46-66eb-519d-7dae-e83a78cb51f0
First observed: Jul 21, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.