DFX Intelligence

T•• C••••••••• G••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserNot on rosterRAUM none

T•• C••••••••• G••••

M••••••• W••••• P•••••• C••••• G•••• - SOUTH, LLC, CRD 115077

PORTSMOUTH, NH

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Data as of Dec 11, 2014 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 28, 2012 to Dec 11, 2014
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 3
Advisory employees: 2
Accounts: 0

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• E•••••• H••••	PRESIDENT/CHIEF COMPLIANCE OFFICER	Na	yes	06/2014	Jun 30, 2014	Dec 11, 2014
K•••••• R••••••• L••••	OWNER ONLY	E	yes	01/1991	Mar 28, 2012	Dec 11, 2014

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M••••••• W••••• P•••••• C••••• G••••• L••	n/a	Independent wealth	$528M	N	yes	n/a
I••• I••••••••• A•••••••• I•••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
BOCA RATON	FL	United States	n/a	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Feb 12, 2014

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$0	$105M	-100.0%	n/a	n/a	3	4	n/a	n/a

Relationships

Affiliated with (1)

→ M••••••• W••••• P•••••• C••••• G••••• L••Registered adviserother investment adviser, common control
factForm ADV

Controls (2)

← K•••••• R••••••• L••••OwnerOWNER ONLY, ownership code E, individual
Mar 28, 2012 to presentfactForm ADV
← B•••••• E•••••• H••••OwnerPRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 30, 2014 to presentfactForm ADV

Registered with (2)

Dated events

Occurred
Jun 30, 2014
Succession filed (Item 4)
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 28, 2012
Last observed: Dec 11, 2014 143 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.