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M••••••• W••••• P•••••• C••••• G••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

M••••••• W••••• P•••••• C••••• G••••• L••

CRD 170442

RYE, NH

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Search this name across graphsid dfx:ria:f4260973-6c4e-d452-f969-05ec771bb341

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 8
On other graphs: 0
Observed: Jun 30, 2014 to Sep 17, 2026
44 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.94 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $528MItem 5.F on the latest filing (2026-09-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $528M
Private client RAUM: $497MderivedItem 5.D individuals plus high net worth individuals
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 10
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
E••••• H•••• B•••••	n/a	RYE, NH	12	32	4	no
J•• H• L•••	Certified Financial Planner	PORTSMOUTH, NH	9	21

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• E•••••• H••••	CHIEF COMPLIANCE OFFICER/MANAGING MEMBER/PRESIDENT	E	yes	04/2014	Jun 30, 2014	Oct 3, 2024
M•••••• E•••••• R•••••	CHIEF INVESTMENT OFFICER	Na	yes	06/2021	Mar 25, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M••••••• W••••• R••• M••••••••• L••	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
FORT LAUDERDALE	FL	United States	1	no
Saco	Me	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	0	0	0	4	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$528M	$464M	13.9%	$385M	11.2%	14	11	2	2

Relationships

Registered with (20)

← K•••• F••••••••Advisorregistration: current employment
Dec 10, 2025 to presentfactForm ADV
← J••••• T•••••• N•••Advisorregistration: current employment
Nov 12, 2025 to presentfactForm ADV
← V••••••• H••••••• G••••Advisorregistration: current employment
Jan 15, 2025 to presentfactForm ADV
← A•••••••• B••••

Dated events

Occurred
Feb 12, 2025
Advisor changed firm
Eric James Tierno left M••••••• W••••• P•••••• C••••• G••••• L•• for Edward Jones (registered 2025-02-10)
Form ADVobserved 7 days ago
Occurred
Aug 25, 2023
Advisor changed firm
Andrew James Donahue left M••••••• W••••• P•••••• C••••• G••••• L•• for Moors & Cabot, Inc (registered 2023-08-21)
Form ADVobserved 7 days ago
Occurred
Aug 8, 2023
Advisor changed firm
Andrew Joseph Camlin left M••••••• W••••• P•••••• C••••• G••••• L•• for Ameriprise Financial Services, Llc (registered 2023-08-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f4260973-6c4e-d452-f969-05ec771bb341
First observed: Jun 30, 2014
Last observed: Sep 17, 2026 5 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 31, 2026	$528M	$528M	14	11	2	n/a	n/a
2024	Apr 1, 2025	$464M	$464M	11	8	2	n/a	n/a
2023	Mar 21, 2024	$408M	$408M	12	8	2	n/a	n/a
2022	Mar 9, 2023	$385M	$380M	14	10	2	n/a	n/a
2021	Mar 25, 2022	$448M	$443M	11	8	2	n/a	n/a
2020	Mar 31, 2021	$395M	$391M	12	9	2	n/a	n/a
2019	Mar 30, 2020	$285M	$282M	10	6	2	n/a	n/a
2018	Mar 29, 2019	$254M	$251M	13	11	2	n/a	n/a
2017	Mar 30, 2018	$294M	$291M	7	6	1	n/a	n/a
2016	Mar 31, 2017	$219M	$218M	7	6	n/a	n/a	n/a
2015	Mar 29, 2016	$170M	$169M	3	3	n/a	n/a	n/a
2014	Feb 20, 2015	$156M	$156M	2	2	n/a	n/a	n/a