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Advisor at B. RILEY WEALTH ADVISORS, INC.
Ridgewood, NJ | Fairfield, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B. RILEY WEALTH ADVISORS, INC. | Bd affiliated wealth | Jan 3, 2020 | n/a | yes | Ridgewood, NJ|Fairfield, CT | Current employment |
| STRATOS WEALTH ADVISORS LLC | Independent wealth | Apr 2, 2018 | Jan 2, 2020 | no | Westport, CT|Westport, CT|Westport, CT | Previous registration |
| CHOREO, LLC | Independent wealth | Jan 9, 2015 | Mar 30, 2018 | no | WESTPORT, CT|STAMFORD, CT | Previous registration |
| KESTRA PRIVATE WEALTH SERVICES, LLC | Bd affiliated wealth | Oct 1, 2014 | Jan 5, 2015 | no | WESTPORT, CT|AUSTIN, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STRATOS WEALTH ADVISORS LLC | B. RILEY WEALTH ADVISORS, INC. | Jan 2, 2020 | Jan 3, 2020 | 1 | Firm change | RIA to ibd |
| CHOREO, LLC | STRATOS WEALTH ADVISORS LLC | Mar 30, 2018 | Apr 2, 2018 | 3 | Firm change | Other |
| KESTRA PRIVATE WEALTH SERVICES, LLC | CHOREO, LLC | Jan 5, 2015 | Jan 9, 2015 | 4 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 283816:115927:CT:2020-01-02 | Jan 2, 2020 | Jan 3, 2020 | WESTPORT, CT | Firm change |
| 111221:283816:CT:2018-03-30 | Mar 30, 2018 | Apr 2, 2018 | STAMFORD, CT | Firm change |
| 155193:111221:TX:2015-01-05 | Jan 5, 2015 | Jan 9, 2015 | AUSTIN, TX | Firm change |