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CRD 283816
BEACHWOOD, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| RICHARD ARNOLD NILSEN | n/a | Alexandria, VA | 9 | 29 | 2 | no |
| RYAN NICHOLAS PAUGH | n/a | BEACHWOOD, OH | Las Vegas, NV | 9 | 21 | 4 | no |
| JOHN STEPHEN TOTH | n/a | BEACHWOOD, OH | 8 | 32 | 6 | no |
| PIERRE BLAISE VILLERE | n/a | Metairie, LA | 8 | 14 | 2 | no |
| MICHAEL C FELLER | n/a | Evansville, IN | 8 | 29 | 1 | no |
| TINA MARIE MIGGE | n/a | Canton, OH | 8 | 26 | 1 | no |
| JASON R HOSTETLER | n/a | Canton, OH | 8 | 22 | 1 | no |
| WILLIAM EDWARD BAKER | Chartered Financial Analyst | Wexford, PA | 8 | 28 | 2 | no |
| ANTHONY EDWARD PRATT | n/a | Wexford, PA | 8 | 24 | 1 | no |
| HAAD MAHIR MAJIED | Certified Financial Planner | Mint Hill, NC | BEACHWOOD, OH | 8 | 20 | 2 | no |
| ERIC ROSS SUSI | n/a | Dublin, OH | 7 | 31 | 3 | no |
| ANDREW DAVID SMITH | n/a | Dublin, OH | 7 | 16 | 4 | no |
| BRIAN PAUL FOWLES | n/a | WESTLAKE, OH | 7 | 30 | 5 | no |
| ERIK HARPSOE | n/a | WESTLAKE, OH | Lakewood Ranch, FL | 7 | 28 | 5 | no |
| KENNETH GARDNER BIELEJESKI | n/a | Roseville, CA | 7 | 33 | 4 | no |
| JEFFREY PAUL MUCCI | n/a | Huntsville, AL | Franklin, TN | 7 | 33 | 5 | no |
| SCOTT CLIFTON BUELL | n/a | Franklin, TN | Huntsville, AL | 7 | 33 | 5 | no |
| MARK THOMAS ROMAN | n/a | Rockland, MA | 7 | 32 | 1 | no |
| KEVIN C DUFAULT | n/a | Rockland, MA | 7 | 12 | 1 | no |
| Timothy Duggan | n/a | Rockland, MA | 7 | 10 | 1 | no |
| Russell James Long | n/a | WOOSTER, OH | Dublin, OH | 6 | 15 | n/a | no |
| JARRETT KEITH FELTON | n/a | ROCHESTER, NY | 6 | 21 | 1 | no |
| MICHAEL SUNG MA | n/a | Philadelphia, PA | Las Vegas, NV | 5 | 24 | 1 | no |
| KEVIN D MILLARD | Certified Financial Planner | Philadelphia, PA | Downingtown, PA | 5 | 18 | 3 | no |
| JAN ERIC KOWAL | Certified Financial Planner | FAIRFAX, VA | 5 | 39 | 2 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BEAHN, ERIC, ANDREW | DIRECTOR OF ADVISORY MEMBER | Na | yes | 05/2016 | Sep 1, 2026 | Sep 1, 2026 |
| CAMACHO, LUIS | PRESIDENT STRATOS WEALTH ENTERPRISES LLC | Na | yes | 07/2018 | Sep 1, 2026 | Sep 1, 2026 |
| CONCEPCION, JEFFREY, ALAN | CHIEF EXECUTIVE NON-MEMBER | Na | yes | 03/2021 | Sep 1, 2026 | Sep 1, 2026 |
| JONES, CHARIS, IVANA | CHIEF OPERATING OFFICER, NON-MEMBER | Na | yes | 10/2025 | Sep 1, 2026 | Sep 1, 2026 |
| LOUTTIT, KATHRYN, HALE | CHIEF COMPLIANCE OFFICER, NON-MEMBER | Na | yes | 03/2022 | Sep 1, 2026 | Sep 1, 2026 |
| ANDREFSKY, NANCY, EILEEN | CHIEF FINANCIAL OFFICER, NON-MEMBER | Na | yes | 05/2016 | Jul 26, 2016 | Dec 26, 2024 |
| COLLINS, JENNIFER, KATHRYN | DIRECTOR OF ADVISORY COMPLIANCE, NON-MEMBER | Na | yes | 03/2022 | May 26, 2017 | Dec 26, 2024 |
| CONCEPCION, JEFFREY, ALAN | MANAGING MEMBER | E | yes | 01/2016 | Jul 26, 2016 | Dec 26, 2024 |
| Nuttall, Phillip, Stuart | CHIEF OPERATING OFFICER, NON-MEMBER | Na | yes | 07/2023 | Aug 4, 2023 | Dec 26, 2024 |
| SIMONS, BARBARA, JEAN DULL | DIRECTOR OF BROKERAGE COMPLIANCE, NON-MEMBER | Na | yes | 10/2014 | Jul 26, 2016 | Dec 26, 2024 |
| STRATOS INTERMEDIATE HOLDCO I LLC | Member | E | yes | 04/2022 | Mar 30, 2023 | Dec 26, 2024 |
| STRATOS INTERMEDIATE HOLDCO LLC | Member | E | yes | 03/2022 | Mar 30, 2023 | Dec 26, 2024 |
| STRATOS WEALTH HOLDINGS LLC | Member | E | yes | 01/2016 | Jul 28, 2016 | Dec 26, 2024 |
| Albin, David | SUPERVISORY PRINCIPAL/NON-MEMBER | Na | no | 04/2025 | Sep 1, 2026 | Sep 1, 2026 |
| ANGUS, MARNI, KRISTINE | OFFICE OF SUPERVISION MEMBER | Na | no | 03/2026 | Sep 1, 2026 | Sep 1, 2026 |
| BURNS, DOUGLAS, ALAN | DIRECTOR, NON-MEMBER COMPLIANCE/NON-MEMBER PRINCIPAL/NON-MEMBER | Na | no | 10/2021 | Sep 1, 2026 | Sep 1, 2026 |
| Heaton, Megan, Lynn | SENIOR SUPERVISORY | Na | no | 05/2026 | Sep 1, 2026 | Sep 1, 2026 |
| STEED, SAVANNA, L | DIRECTOR OF ADVISORY COMPLIANCE | Na | no | 09/2025 | Sep 1, 2026 | Sep 1, 2026 |
| COPLEY, THOMAS, MICHAEL | SUPERVISORY PRINCIPAL, NON-MEMBER | Na | no | 04/2022 | Nov 17, 2022 | Dec 26, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| STRATOS WEALTH PARTNERS, LTD | n/a | Bd affiliated wealth | $19B | N | yes | n/a |
| STRATOS INVESTMENT MANAGEMENT, LLC | n/a | Asset manager | $3.3B | N | yes | n/a |
| RENAISSANCE INVESTMENT GROUP, LLC | n/a | Independent wealth | $726M | N | yes | n/a |
| STRATOS WEALTH SECURITIES, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Rockland | Ma | United States | 4 | no |
| Reno | Nv | United States | 4 | no |
| Westport | Ct | United States | 3 | no |
| Cincinnati | Oh | United States | 3 | no |
| Dublin | Oh | United States | 3 | no |
| PEPPER PIKE | Oh | United States | 3 | no |
| Fairfax | Va | United States | 3 | no |
| Huntsville | Al | United States | 2 | no |
| Northbrook | IL | United States | 2 | no |
| Canton | Oh | United States | 2 | no |
| Westlake | Oh | United States | 2 | no |
| Philadelphia | Pa | United States | 2 | no |
| Wexford | Pa | United States | 2 | no |
| Brentwood | Tn | United States | 2 | no |
| Roseville | CA | United States | 1 | no |
| WESTLAKE VILLAGE | CA | United States | 1 | no |
| Evansville | In | United States | 1 | no |
| Metairie | La | United States | 1 | no |
| MINT HILL | Nc | United States | 1 | no |
| FLORHAM PARK | Nj | United States | 1 | no |
| Rochester | NY | United States | 1 | no |
| Reston | Va | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 23, 2026 | $5.6B | $5.5B | 170 | 67 | 30 | n/a | n/a |
| 2024 | Apr 21, 2025 | $4.9B | $4.9B | 181 | 76 | 30 | n/a | n/a |
| 2023 | Mar 29, 2024 | $4.2B | $4.2B | 99 | 67 | 31 | n/a | n/a |
| 2022 | Mar 30, 2023 | $3.5B | $3.5B | 102 | 60 | 27 | n/a | n/a |
| 2021 | Mar 31, 2022 | $3.4B | $3.3B | 91 | 57 | 20 | n/a | n/a |
| 2020 | Mar 31, 2021 | $1.8B | $1.8B | 42 | 28 | 20 | n/a | n/a |
| 2019 | Apr 20, 2020 | $887M | $884M | 51 | 33 | 15 | n/a | n/a |
| 2018 | Mar 28, 2019 | $495M | $492M | 34 | 21 | 12 | n/a | n/a |
| 2017 | Mar 23, 2018 | $44.1M | $44.1M | 10 | 10 | 5 | n/a | n/a |
| 2016 | Mar 24, 2017 | $839,001 | $839,001 | 6 | 1 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 6 | 6 | 0 | 8.5% | 2 | 0 | 0 | 23 | 21 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $5.6B | $4.9B | 13.6% | $3.5B | 16.2% | 170 | 181 | 30 | 30 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| AUGUST WEALTH ADVISORS LLC | 4 | Feb 25, 2026 | Feb 19, 2026 | WESTPORT, CT | Team lift out | RIA to new firm | 5.6% |
| RIVERBEND WEALTH MANAGEMENT, LLC | 3 | Dec 20, 2024 | Oct 28, 2024 | MYRTLE BEACH, SC | Team lift out | RIA to new firm | 4.2% |
| AVANTAX PLANNING PARTNERS, INC. | 3 | Feb 1, 2024 | Feb 7, 2024 | SEVEN FIELDS, PA | Team lift out | RIA to ibd | 4.6% |
| PARK EDGE ADVISORS, LLC | 2 | Nov 30, 2022 | Jul 14, 2022 | GATES MILLS, OH | Team lift out | RIA to RIA | 3.6% |
| STEVENS CAPITAL PARTNERS | 2 | Apr 1, 2022 | Apr 17, 2023 | OMAHA, NE | Team lift out | RIA to new firm | 3.9% |
| B. RILEY WEALTH ADVISORS, INC. | 4 | Jan 2, 2020 | Jan 13, 2020 | WESTPORT, CT | Team lift out | RIA to ibd | 12.5% |
| ADVISORY SERVICES NETWORK | 3 | Mar 20, 2017 | Mar 23, 2017 | ANN ARBOR, MI | Firm absorbed | Other | 60.0% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | 5 | Apr 10, 2024 | Aug 12, 2024 | RENO, NV | Team lift out | Ibd to RIA | 0.2% |
| BEACON FINANCIAL ADVISORY LLC | 3 | Dec 14, 2023 | Dec 14, 2023 | CLEVELAND, OH | Team lift out | RIA to RIA | 17.6% |
| EDELMAN FINANCIAL ENGINES | 2 | Aug 27, 2021 | Jul 30, 2021 | FAIRFAX, VA | Team lift out | RIA to RIA | 0.4% |
| WELLS FARGO ADVISORS | 2 | Jun 14, 2021 | Jun 11, 2021 | PEPPER PIKE, OH | Team lift out | Wirehouse to RIA | 0.0% |
| ADVICE AND PLANNING SERVICES | 2 | Mar 2, 2021 | Mar 29, 2021 | PHILADELPHIA, PA | Team lift out | Ibd to RIA | 0.2% |
| GIERL AUGUSTINE INVESTMENT MANAGEMENT, INC. | 4 | Jun 19, 2020 | Jan 3, 2020 | SEVEN FIELDS, PA | Firm absorbed | RIA to RIA | 100.0% |
| EDELMAN FINANCIAL ENGINES | 2 | Apr 29, 2019 | Apr 18, 2019 | BRENTWOOD, TN | Team lift out | RIA to RIA | 0.5% |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 3 | Apr 29, 2019 | Apr 26, 2019 | HINGHAM, MA | Team lift out | Wirehouse to RIA | 0.0% |
| EDELMAN FINANCIAL ENGINES | 2 | Feb 12, 2019 | Jan 17, 2019 | AVON, OH | Team lift out | RIA to RIA | 0.5% |
| EDELMAN FINANCIAL ENGINES | 2 | Dec 13, 2018 | Nov 1, 2018 | DUBLIN, OH | Team lift out | RIA to RIA | 0.4% |
| CITIZENS SECURITIES, INC. | 2 | Jun 29, 2018 | Jul 2, 2018 | BOSTON, MA | Team lift out | Ibd to RIA | 0.4% |
| CHOREO, LLC | 3 | Mar 30, 2018 | Apr 2, 2018 | STAMFORD, CT | Team lift out | Other | 5.1% |
| TELEMUS CAPITAL, LLC | 3 | Mar 2, 2017 | Feb 1, 2017 | SOUTHFIELD, MI | Team lift out | Other | 17.6% |