DFX Intelligence

T•••• M•••••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

T•••• M•••••• B•••

Advisor at E•••••• A••••••• G••••• L••

Overland Park, KS | GREENWOOD VILLAGE, CO

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Search this name across graphsid dfx:ria:9456e145-0cda-f2c4-0f85-3856ca4d0468

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 9, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• A••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 19, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Sep 28, 2016	n/a	yes	GREENWOOD VILLAGE, CO\|Overland Park, KS	Current employment
J••• M••••• I••••••••• I•••••••••	Former SEC adviser	Jun 11, 2007	Sep 3, 2014	no	NEW YORK, NY\|ENGLEWOOD, CO\|OVERLAND PARK, KS\|KANSAS CITY, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• I••••••••• I•••••••••	E•••••• A••••••• G••••• L••	Sep 3, 2014	Sep 28, 2016	756	Firm change after gap	Other
C••••••• I••••••••• I•••	J••• M••••• I••••••••• I•••••••••	Dec 2, 2005	Jun 11, 2007

Relationships

Registered with (3)

→ E•••••• A••••••• G••••• L••Registered adviserregistration: current employment
Sep 28, 2016 to presentfactForm ADV
→ J••• M••••• I••••••••• I•••••••••Registered adviserregistration: previous registration
Jun 11, 2007 to Sep 3, 2014factForm ADV
→ C••••••• I••••••••• I•••Registered adviserregistration: previous registration
Nov 9, 2001 to Dec 2, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9456e145-0cda-f2c4-0f85-3856ca4d0468
First observed: Nov 9, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.