DFX Intelligence

M••• G••••• V••••••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

M••• G••••• V••••••• T•••••

Advisor at E•••••••• C•••••• A•••••••• L••

Morgan Hill, CA | E••••••••, WA

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Search this name across graphsid dfx:ria:945d66aa-10c8-ea5a-f315-015a001ed422

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Feb 16, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• C•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 10, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• C•••••• A•••••••• L••	Independent wealth	Apr 20, 2018	n/a	yes	Morgan Hill, CA\|E••••••••, WA	Current employment
S••••• M•••••••••	Independent wealth	Sep 21, 2016	May 1, 2018	no	Morgan Hill, CA\|NORTH LITTLE ROCK, AR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• M•••••••••	E•••••••• C•••••• A•••••••• L••	May 1, 2018	Apr 20, 2018	-11	Firm change	RIA to RIA
C•••••• W••••• M•••••••••	S••••• M•••••••••	Jan 3, 2017	Sep 21, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
141253:127145:CA:2016-12-27	Jan 3, 2017	Sep 21, 2016	M••••• HILL, CA	Firm change after gap

Relationships

Registered with (7)

→ E•••••••• C•••••• A•••••••• L••Registered adviserregistration: current employment
Apr 20, 2018 to presentfactForm ADV
→ S••••• M•••••••••Registered adviserregistration: previous registration
Sep 21, 2016 to May 1, 2018factForm ADV
→ C•••••• W••••• M•••••••••Registered adviserregistration: previous registration
Sep 5, 2014 to Jan 3, 2017factForm ADV
→ J••• M••••• S••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:945d66aa-10c8-ea5a-f315-015a001ed422
First observed: Feb 16, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.