DFX Intelligence

M•••••• J•••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

M•••••• J•••• T•••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Jacksonville, FL | NEW YORK, NY

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Search this name across graphsid dfx:ria:946a52c1-2512-44df-883a-78311e102507

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Apr 27, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: May 15, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jun 2, 2017	n/a	yes	NEW YORK, NY\|Jacksonville, FL	Current employment
M••••• S••••••	Wirehouse	May 27, 2016	May 23, 2017	no	Winter Park, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	May 23, 2017	Jun 2, 2017	10	Firm change	Wirehouse to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	M••••• S••••••	May 12, 2016	May 27, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:7691:FL:2017-05-23	May 23, 2017	Jun 2, 2017	WINTER PARK, FL	Firm change
7691:149777:FL:2016-05-12	May 12, 2016	May 27, 2016	JACKSONVILLE, FL	Firm change
149777:7691:CA:2015-05-15	May 26, 2015	May 28, 2015	SAN DIEGO, CA	Firm change

Relationships

Registered with (3)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
May 28, 2015 to May 12, 2016factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
May 27, 2016 to May 23, 2017factForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration
Apr 27, 2005 to Jun 10, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:946a52c1-2512-44df-883a-78311e102507
First observed: Apr 27, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.