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Advisor at VANGUARD ADVISERS, INC.
Malvern, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VANGUARD ADVISERS, INC. | Bd affiliated wealth | Aug 18, 2014 | n/a | yes | Malvern, PA | Current employment |
| USAA FINANCIAL PLANNING SERVICES | Former SEC adviser | Sep 13, 2007 | Jul 8, 2014 | no | PHOENIX, AZ | Previous registration |
| USAA INVESTMENT SERVICES COMPANY | No RAUM reported | Jan 25, 2007 | Sep 5, 2007 | no | PHOENIX, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| USAA FINANCIAL PLANNING SERVICES | VANGUARD ADVISERS, INC. | Jul 8, 2014 | Aug 18, 2014 | 41 | Firm change | Other |
| USAA INVESTMENT SERVICES COMPANY | USAA FINANCIAL PLANNING SERVICES | Sep 5, 2007 | Sep 13, 2007 | 8 | Firm change | Other |