DFX Intelligence

C••••••••• M•••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner29 years in industry

C••••••••• M•••••• C•••••

Advisor at I••••••••• W••••• C••••••• L••

FRESNO, CA | MODESTO, CA

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Search this name across graphsid dfx:ria:9479c155-3e0b-bbe3-4180-cbeb8c676339

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• W••••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 8, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• W••••• C••••••• L••	Independent wealth	Feb 3, 2023	n/a	yes	FRESNO, CA\|MODESTO, CA	Current employment
L••••• W••••• A•••••••• I•••	Former SEC adviser	Jan 25, 2021	Mar 31, 2023	no	Fresno, CA\|SOLANA BEACH, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••• W••••• A•••••••• I•••	I••••••••• W••••• C••••••• L••	Mar 31, 2023	Feb 3, 2023	-56	Bulk transfer	RIA to RIA
W•••• F•••• A•••••••	L••••• W••••• A•••••••• I•••	Jul 16, 2019	Jul 17, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:157139:CA:2019-07-16	Jul 16, 2019	Jul 17, 2019	FRESNO, CA	Firm change

Relationships

Registered with (4)

→ I••••••••• W••••• C••••••• L••Registered adviserregistration: current employment
Feb 3, 2023 to presentfactForm ADV
→ L••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 25, 2021 to Mar 31, 2023factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Feb 13, 2009 to Jul 16, 2019factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9479c155-3e0b-bbe3-4180-cbeb8c676339
First observed: Jul 8, 1997
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.