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H•••••• F•••••••• S•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

H•••••• F•••••••• S•••••••• I•••

CRD 127927

RESTON, VA

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Search this name across graphsid dfx:ria:947e5061-4292-d5c2-9a4a-129c2706580a

Data as of Aug 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 4
On other graphs: 0
Observed: Mar 27, 2012 to Aug 19, 2026
36 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $750MItem 5.F on the latest filing (2026-08-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $750M
Private client RAUM: $739MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
H•••••• G•••••••• H••••••	Certified Financial Planner\|Chartered Financial Analyst	RESTON, VA \| Vienna, VA	23	39	1	no
K•••• J•••• G•••••	Certified Financial Planner\|Chartered Financial Analyst	RESTON, VA \| Potomac, MD	11

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H••••••• H••••••• G••••••••	PRESIDENT/CHIEF COMPLIANCE OFFICER	E	yes	07/2003	Mar 27, 2012	Dec 13, 2024
G•••••• K••••• J••••	EXECUTIVE VICE PRESIDENT	B	no	01/2019	Mar 29, 2019

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$750M	$667M	12.6%	$486M	15.6%	11	9	6	6

Relationships

Registered with (9)

← M•• B•••• K••••••••Advisorregistration: current employment
Jan 28, 2026 to presentfactForm ADV
← J•••• D•••• S••••••Advisorregistration: current employment
Dec 13, 2024 to presentfactForm ADV
← P••••• S••••••Advisorregistration: current employment
May 30, 2024 to presentfactForm ADV
← P•••• A•••••••• R••••

Dated events

Occurred
Jun 6, 2025
Advisor changed firm
Curtis William Holland left H•••••• F•••••••• S•••••••• I••• for Tlg Advisors, Inc. (registered 2026-01-02)
Form ADVobserved 6 days ago
Occurred
Jul 6, 2022
Advisor changed firm
Eric Freeman Randolph left H•••••• F•••••••• S•••••••• I••• for Steigerwald, Gordon & Koch - Wealth Advisors (registered 2022-07-10)
Form ADVobserved 6 days ago
Occurred
Mar 29, 2022
Control person left
Wallace Mark Gabor (Chief Operating Officer) no longer on Schedule A of H•••••• F•••••••• S•••••••• I••• (listed 2021-10-15, absent 2022-03-29)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:947e5061-4292-d5c2-9a4a-129c2706580a
First observed: Mar 27, 2012
Last observed: Aug 19, 2026 33 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 27, 2026	$750M	$750M	11	6	6	n/a	n/a
2024	Apr 11, 2025	$667M	$667M	9	6	6	n/a	n/a
2023	Mar 26, 2024	$548M	$548M	10	6	4	n/a	n/a
2022	Mar 22, 2023	$486M	$486M	9	8	3	n/a	n/a
2021	Mar 29, 2022	$532M	$532M	7	5	4	n/a	n/a
2020	Mar 26, 2021	$452M	$452M	8	6	0	n/a	n/a
2019	Mar 30, 2020	$384M	$384M	7	5	0	n/a	n/a
2018	Mar 29, 2019	$316M	$316M	5	4	0	n/a	n/a
2017	Mar 29, 2018	$308M	$308M	6	4	0	n/a	n/a
2016	Mar 27, 2017	$293M	$284M	5	5	n/a	n/a	n/a
2015	Mar 24, 2016	$267M	$260M	7	4	n/a	n/a	n/a
2014	Mar 31, 2015	$278M	$270M	6	4	n/a	n/a	n/a
2013	Mar 31, 2014	$247M	$238M	5	3	n/a	n/a	n/a
2012	Apr 1, 2013	$212M	$204M	5	3	n/a	n/a	n/a
2011	Mar 27, 2012	$187M	$180M	n/a	n/a	n/a	n/a	n/a