DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H•••••• F•••••••• S•••••••• I•••
Latest filing Aug 19, 2026
First filing on the tape Mar 27, 2012 · 36 filings
SEC status approved since Aug 12, 2003
RAUM
$750M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$739M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$125M
derived; firm RAUM over IAPD count
Employees
11
6 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
0
reported on Schedule D
History
36 filings and snapshots on the tape
RAUM$750M as of Aug 19, 2026
Mar 27, 2012$187M then
HNW client RAUM$696M as of Aug 19, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)6 as of Aug 19, 2026
Mar 27, 20120 then
Employees (5.A)11 as of Aug 19, 2026
Apr 1, 20135 then
Private funds: no history
RAUM +13% over the last fiscal year+16% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Aug 19, 2026; every figure names its basis
- RAUM per advisor
- $125MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 47derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.1MderivedHNW RAUM over HNW clients
- Average account
- $702,487derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 0.9derived7 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.7%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $66.0M, 44 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$696M93%
- Individuals$43.5M5.8%
- Pension and profit-sharing plans$7.0M0.9%
- Corporations and businesses$2.8M0.4%
- Charitable organizations$1.2M0.2%
- Individual clients
- 114reported
- HNW clients
- 169reported
- Pension plan clients
- 2reported
- Charitable clients
- 1reported
- Accounts
- 1,068reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $66.0M for 44 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| H•••••• G•••••••• H••••••Certified Financial Planner, Chartered Financial Analyst | Reston, Va | Aug 13, 2003 | 39 y | 1 |
| K•••• J•••• G•••••Certified Financial Planner, Chartered Financial Analyst | Reston, Va | Feb 5, 2015 | 18 y | 2 |
| P•••• A•••••••• R••••Certified Financial Planner | Arlington, Va | Mar 23, 2023 | 11 y | 1 |
| P••••• S••••••Certified Financial Planner | Herndon, Va | May 30, 2024 | 12 y | 0 |
| J•••• D•••• S••••••Chartered Financial Analyst | Reston, Va | Dec 13, 2024 | 12 y | 0 |
| M•• B•••• K••••••••Certified Financial Planner | Reston, Va | Jan 28, 2026 | 11 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- C••••• W•••••• H•••••• to T•• A•••••••• I•••Jun 6, 2025 · RIA to affiliated broker-dealer or bank
- E••• F•••••• R••••••• to S••••••••• G••••• • K••• • W••••• A•••••••Jul 6, 2022 · RIA to RIA
- J••• R•••••• A•• to E•••••• W••••• M••••••••• L••Oct 6, 2021 · RIA to RIA
Joined, latest
- M•• B•••• K•••••••• from W••••••••• A•••••••Jan 28, 2026 · RIA to RIA
- P•••• A•••••••• R•••• from V•••• F•••••••• A•••••••• I•••Mar 23, 2023 · Affiliated broker-dealer or bank to independent RIA
- K•••• J•••• G••••• from W••• C•••••• M••••••••• I•••Feb 5, 2015 · Other
- J••• R•••••• A•• from H••••••• F•••••••• R••••••• G••••• L•••Feb 2, 2010 · Other
- E••• F•••••• R••••••• from T• R••• P•••• A••••••• S•••••••• I•••Jan 7, 2004 · Other
- H•••••• G•••••••• H•••••• from W••• F•••••••• S••••••• I••Aug 13, 2003 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••••• H••••••• G•••••••• · President/Chief Compliance Officercontrolsince 07/2003 · owns 75% or more
- G•••••• K••••• J•••• · Executive Vice Presidentsince 01/2019 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Reston, Va · principal | 6 | 1 | 0 | ||
| Vienna, Va | 2 | 0 | 0 | ||
| Falls Church, Va | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 1,029 to 1,068Jun 11, 2025 to Mar 27, 2026
- Advisory activities · 2 to 4Jun 11, 2025 to Mar 27, 2026
- Charity clients · unset to 1.0Jun 11, 2025 to Mar 27, 2026
- Corporate clients · unset to 2.0Jun 11, 2025 to Mar 27, 2026
- HNW clients · 159 to 169Jun 11, 2025 to Mar 27, 2026
- Pension plan clients · 5 to 2Jun 11, 2025 to Mar 27, 2026
- Assets in custody · $64.4M to $66.0MJun 11, 2025 to Mar 27, 2026
- Employees · 9 to 11Jun 11, 2025 to Mar 27, 2026
- Other offices · 5 to 6Jun 11, 2025 to Mar 27, 2026
- Discretionary RAUM · $667M to $750MJun 11, 2025 to Mar 27, 2026
- HNW RAUM · $614M to $696MJun 11, 2025 to Mar 27, 2026
- Individual RAUM · $42.2M to $43.5MJun 11, 2025 to Mar 27, 2026
- Pension RAUM · $9.3M to $7.0MJun 11, 2025 to Mar 27, 2026
- RAUM · $667M to $750MJun 11, 2025 to Mar 27, 2026
- Financial planning clients · 251-500 to 251-500Apr 11, 2025 to Jun 11, 2025
- Other offices · 6 to 5Apr 11, 2025 to Jun 11, 2025
- Accounts · 949 to 1,029Dec 13, 2024 to Apr 11, 2025
- HNW clients · 142 to 159Dec 13, 2024 to Apr 11, 2025
- Individual clients · 117 to 114Dec 13, 2024 to Apr 11, 2025
- Assets in custody · $51.4M to $64.4MDec 13, 2024 to Apr 11, 2025
- Employees · 10 to 9Dec 13, 2024 to Apr 11, 2025
- Financial planning clients · 101-250 to 251-500Dec 13, 2024 to Apr 11, 2025
- State-registered IARs · 5 to 6Dec 13, 2024 to Apr 11, 2025
- Discretionary RAUM · $548M to $667MDec 13, 2024 to Apr 11, 2025
- HNW RAUM · $490M to $614MDec 13, 2024 to Apr 11, 2025
- Individual RAUM · $49.7M to $42.2MDec 13, 2024 to Apr 11, 2025
- Pension RAUM · $7.4M to $9.3MDec 13, 2024 to Apr 11, 2025
- RAUM · $548M to $667MDec 13, 2024 to Apr 11, 2025
- Other offices · 5 to 6Nov 8, 2024 to Dec 13, 2024
- Other offices · 4 to 5Jun 20, 2024 to Nov 8, 2024
- Accounts · 1,026 to 949Oct 16, 2023 to Mar 26, 2024
- Advisory employees · 8 to 6Oct 16, 2023 to Mar 26, 2024
- HNW clients · 126 to 142Oct 16, 2023 to Mar 26, 2024
- Assets in custody · $41.4M to $51.4MOct 16, 2023 to Mar 26, 2024
- Employees · 9 to 10Oct 16, 2023 to Mar 26, 2024
- State-registered IARs · 8 to 5Oct 16, 2023 to Mar 26, 2024
- Other offices · 3 to 4Oct 16, 2023 to Mar 26, 2024
- Discretionary RAUM · $486M to $548MOct 16, 2023 to Mar 26, 2024
- HNW RAUM · $432M to $490MOct 16, 2023 to Mar 26, 2024
- Individual RAUM · $45.8M to $49.7MOct 16, 2023 to Mar 26, 2024
Signals
4 dated events
- C••••• W•••••• H•••••• left H•••••• F•••••••• S•••••••• I••• for T•• A•••••••• I••• (registered 2026-01-02)Jun 6, 2025 · Advisor changed firm · fact
- E••• F•••••• R••••••• left H•••••• F•••••••• S•••••••• I••• for S••••••••• G••••• • K••• • W••••• A••••••• (registered 2022-07-10)Jul 6, 2022 · Advisor changed firm · fact
- Wallace Mark Gabor (Chief Operating Officer) no longer on Schedule A of H•••••• F•••••••• S•••••••• I••• (listed 2021-10-15, absent 2022-03-29)Mar 29, 2022 · Control person left · inference
- Wallace Mark Gabor (Chief Operating Officer) appeared on Schedule A of H•••••• F•••••••• S•••••••• I•••Oct 15, 2021 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- alex@hopwoodfinancial.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- heather@hopwoodfinancial.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- herb@hopwoodfinancial.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- hopwoodteam@hopwoodfinancial.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- jen@hopwoodfinancial.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- joaquin@hopwoodfinancial.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- max@hopwoodfinancial.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- stacy@hopwoodfinancial.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 703-759-0974reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 703-787-0008reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- H••••://WWW.H••••••FINANCIAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 703-787-0008reportedpublic record, Form ADV, Aug 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $125Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026