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RIA / WealthAdvisor18 years in industry

PRESTON A LEE

Advisor at WEALTH MANAGEMENT CPAS, LLC

SALT LAKE CITY, UT

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Search this name across graphsid dfx:ria:94825d0c-1f60-6178-28a0-e0792b45cade

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 7, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTH MANAGEMENT CPAS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 29, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Dec 29, 2007
First registration: Jun 7, 2011
Dual registered: no
IAPD individual key: 5409842

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTH MANAGEMENT CPAS, LLC	Independent wealth	Feb 16, 2024	n/a	yes	SALT LAKE CITY, UT	Current employment
MORGAN STANLEY	Wirehouse	Jan 11, 2023	Jan 30, 2024	no	Sandy, UT	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Feb 11, 2016	Sep 5, 2023	no	Sandy, UT\|ARLINGTON, VA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Sep 7, 2011	Feb 10, 2016	no	SALT LAKE CITY, UT\|DRAPER, UT	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Sep 7, 2011	Feb 10, 2016	no	SALT LAKE CITY, UT\|DRAPER, UT	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jun 7, 2011	Sep 2, 2011	no	AMERICAN FORK, UT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	WEALTH MANAGEMENT CPAS, LLC	Jan 30, 2024	Feb 16, 2024	17	Firm change	Wirehouse to RIA
E*TRADE CAPITAL MANAGEMENT, LLC	MORGAN STANLEY	Sep 5, 2023	Jan 11, 2023	-237	Bulk transfer	RIA to wirehouse
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Feb 10, 2016	Sep 7, 2011	-1,617	Firm change after gap	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Feb 10, 2016	Sep 7, 2011	-1,617	Channel change	Other
STRATEGIC ADVISERS LLC	TD AMERITRADE, INC.	Sep 2, 2011	Sep 7, 2011	5	Firm change	Ibd to new firm

Relationships

Registered with (6)

→ WEALTH MANAGEMENT CPAS, LLCRegistered adviserregistration: current employment
Feb 16, 2024 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jan 11, 2023 to Jan 30, 2024factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 11, 2016 to Sep 5, 2023factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 7, 2011 to Feb 10, 2016factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Sep 7, 2011 to Feb 10, 2016factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jun 7, 2011 to Sep 2, 2011factForm ADV

Dated events

Occurred
Jan 30, 2024
Advisor changed firm
Preston A Lee left Morgan Stanley for Wealth Management Cpas, Llc (registered 2024-02-16)
Form ADVobserved 5 days ago