DFX Intelligence

T•••• R••••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst11 years in industry

T•••• R••••• K•••

Advisor at H••••••• F••••• O••••••• L••

SCOTTSDALE, AZ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 21, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••••• F••••• O••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 5, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••••• F••••• O••••••• L••	Independent wealth	Oct 21, 2025	n/a	yes	SCOTTSDALE, AZ	Current employment
J••••••• W••••• S••••••••• L••	Independent wealth	Oct 22, 2018	Aug 14, 2024	no	SCOTTSDALE, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••••••• W••••• S••••••••• L••	H••••••• F••••• O••••••• L••	Aug 14, 2024	Oct 21, 2025	433	Firm change after gap	RIA to RIA
H••••••• W••••• M••••••••• L••	J••••••• W••••• S••••••••• L••	Dec 14, 2018	Jan 17, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
287908:298110:AZ:2018-11-16	Nov 16, 2018	Oct 22, 2018	SCOTTSDALE, AZ	Firm change
158107:287909:AZ:2017-08-18	Aug 18, 2017	Jul 24, 2017	PHOENIX, AZ	Firm change

Relationships

Registered with (5)

→ H••••••• F••••• O••••••• L••Registered adviserregistration: current employment
Oct 21, 2025 to presentfactForm ADV
→ J••••••• W••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 22, 2018 to Aug 14, 2024factForm ADV
→ H••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 24, 2017 to Dec 14, 2018factForm ADV
→ J••••••• W••••• S••••••••• L••

Dated events

Order

Occurred
14 Aug 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 21, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.