DFX Intelligence

S••••• J••••• T•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

S••••• J••••• T•••

Advisor at S•••••• I••••••••• A•••••••• L••

SHREWSBURY, NJ

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Search this name across graphsid dfx:ria:948beeaf-44b7-6826-7ba0-57f994b38682

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Aug 3, 2011 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S••••• J••••• T•••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• I••••••••• A•••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• I••••••••• A•••••••• L••	Mixed wealth	Jul 6, 2017	n/a	yes	SHREWSBURY, NJ	Current employment
B•• C•••••• M••••••••• L••	Former SEC adviser	Sep 25, 2015	Aug 4, 2016	no	SHREWSBURY, NJ\|KNOXVILLE, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• C•••••• M••••••••• L••	S•••••• I••••••••• A•••••••• L••	Aug 4, 2016	Jul 6, 2017	336	Firm change	Other
S•••••• I••••••••• A••••••• L••	B•• C•••••• M••••••••• L••	Mar 20, 2015	Sep 25, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
156092:151588:NJ:2015-03-20	Mar 20, 2015	Sep 25, 2015	SHREWSBURY, NJ	Firm change

Relationships

Registered with (3)

→ S•••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Jul 6, 2017 to presentfactForm ADV
→ B•• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 25, 2015 to Aug 4, 2016factForm ADV
→ S•••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Aug 3, 2011 to Mar 20, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:948beeaf-44b7-6826-7ba0-57f994b38682
First observed: Aug 3, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.