DFX Intelligence

B•• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

B•• C•••••• M••••••••• L••

CRD 151588

KNOXVILLE, TN

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Search this name across graphsid dfx:ria:35d1b067-f487-0ee7-423c-aa37154c3c9d

Data as of Jun 13, 2016 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 0
On other graphs: 1
Observed: Mar 29, 2012 to Jun 13, 2016
20 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

B•• C•••••• M••••••••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $400M••• Locked
Discretionary RAUM: $400M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
B•• R••••••• M••••• F••• L•••	Hedge Fund	$33.4M	Oct 22, 2015	5	Mar 29, 2012	reported	021-164525
Q••••••• P•••••• O••••••••• F•••• L•	Private Equity Fund	$15.0M	Jun 13, 2016

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••• P•••• S••••••••• L••	SOLE OWNER	E	yes	03/2016	Apr 18, 2016	Jun 13, 2016
D••••• C••••• S••••••	CHIEF FINANCIAL OFFICER	Na	yes	05/2014	Dec 23, 2014	Jun 13, 2016

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
Q••••••• P•••••••• L••	n/a	n/a	n/a	N	no	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Orlando	FL	United States	n/a	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 30, 2016

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$400M	$259M	54.5%	$111M	53.2%	11	26	n/a	n/a

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C••• B••••••• A•••• M••••••••• L••	3	Sep 2, 2015	Mar 15, 2016	ORLANDO, FL	Firm absorbed	Other	100.0%
S•••••• I••••••••• A••••••• L••	3	Mar 20, 2015	Sep 25, 2015

Relationships

Advises (2)

→ Q••••••• P•••••• O••••••••• F•••• L•Private fundPrivate Equity Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ B•• R••••••• M••••• F••• L•••Private fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV

Controls (3)

← D••••• C••••• S••••••OwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Dec 23, 2014 to presentfactForm ADV
← W•••• M••••••• R••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:35d1b067-f487-0ee7-423c-aa37154c3c9d
First observed: Mar 29, 2012
Last observed: Jun 13, 2016 125 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.