DFX Intelligence

Data Factory

P•••••• L•• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)18 years in industry

P•••••• L•• B••••••

Advisor at L•• F•••••••• L••

LANCASTER, SC | CHARLOTTE, NC | INDIAN LAND, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9490d6fe-8e9a-3b7c-b381-7d65cae11d47

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 8, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 6, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Sep 5, 2019	n/a	yes	CHARLOTTE, NC\|LANCASTER, SC\|INDIAN LAND, SC	Current employment
V••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Mar 13, 2013	Sep 5, 2019	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
V••• F•••••••• A•••••••• I•••	L•• F•••••••• L••	Sep 5, 2019	Sep 5, 2019	0	Firm change	Ibd to ibd
C••••• A•••••• N••••••• L••	V••• F•••••••• A•••••••• I•••	Mar 8, 2013

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Sep 5, 2019 to presentfactForm ADV
→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 13, 2013 to Sep 5, 2019factForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Mar 11, 2010 to Mar 8, 2013factForm ADV
→ E•••••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9490d6fe-8e9a-3b7c-b381-7d65cae11d47
First observed: Sep 8, 2008
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.