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Registered advisor
P•••••• L•• B••••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as P•••••• B••••••
At current firm
7 y
since Sep 5, 2019
In the industry
18 y
since Sep 6, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Sep 5, 2019 · Charlotte, Nc
- V••• F•••••••• A•••••••• I••• BD affiliatedMar 13, 2013 to Sep 5, 2019 · Lancaster, Sc
- C••••• A•••••• N••••••• L•• formerMar 11, 2010 to Mar 8, 2013 · Lancaster, Sc
- E•••••••• A•••••••• L•• national BDSep 8, 2008 to Oct 7, 2008 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• A•••••••• I••• to L•• F•••••••• L••left Sep 5, 2019, registered Sep 5, 2019 (0 days) · Affiliated broker-dealer or bank to another
- C••••• A•••••• N••••••• L•• to V••• F•••••••• A•••••••• I•••left Mar 8, 2013, registered Mar 13, 2013 (5 days) · Other
- E•••••••• A•••••••• L•• to C••••• A•••••• N••••••• L••left Oct 7, 2008, registered Mar 11, 2010 (520 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address