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V•••••• H•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

V•••••• H•••••••• I•••

CRD 318150

BROOKLYN, NY

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Search this name across graphsid dfx:ria:94978de6-f5c4-9fda-73d0-c9840bd0c35c

Data as of Jan 20, 2022 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 20, 2022 to Jan 20, 2022
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 5
Advisory employees: 0
Offices: 0Schedule D 1.F, beyond the principal office

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••••• B••••• M••••••	CIO/SHAREHOLDER	D	yes	10/2021	Jan 20, 2022	Jan 20, 2022
T•••••••• J••••••• W•	CEO/CCO/SHAREHOLDER	D	yes	10/2021	Jan 20, 2022	Jan 20, 2022

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
H••••••• G•••• A•••••••• L••	n/a	Former SEC adviser	$2.8B	N	yes	n/a

Relationships

Affiliated with (1)

→ H••••••• GROUPRegistered adviserother investment adviser, common control
factForm ADV

Controls (2)

← A••••••••• B••••• M••••••OwnerCIO/SHAREHOLDER, ownership code D, individual
Jan 20, 2022 to presentfactForm ADV
← T•••••••• J••••••• W•OwnerCEO/CCO/SHAREHOLDER, ownership code D, individual
Jan 20, 2022 to presentfactForm ADV

Dated events

Occurred
Jan 20, 2022
First Form ADV filing
V•••••• H•••••••• I••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:94978de6-f5c4-9fda-73d0-c9840bd0c35c
First observed: Jan 20, 2022
Last observed: Jan 20, 2022 56 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.