DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

HIGHMORE GROUP

HIGHMORE GROUP ADVISORS, LLC, CRD 174419

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:96be1ecf-0481-9170-a9d3-ae2f597eea9d

Data as of Apr 25, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 5
On other graphs: 2
Observed: Feb 14, 2015 to Apr 25, 2024
37 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

HIGHMORE GROUP

Private credit manager · shared crd

Real Estate Fundsidentity

Highmore Group

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.8BItem 5.F on the latest filing (2024-04-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.4B
Private client RAUM: $62.0MderivedItem 5.D individuals plus high net worth individuals
Private client share: 2%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 6
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 23
High net worth clients: 5
Private funds: 8Schedule D 7.B(1)
Private fund GAV: $162Mgross asset value as reported per fund; never fund size
Custody, client assets: $4.7M
SEC number: 801-81012
CRD: 174419
Filings on the tape: 37
First filed: Feb 14, 2015
Latest filed: Apr 25, 2024
Organised: Limited Liability Company, New York

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
HIGHMORE TRADE FINANCE FUND, LP	Other Private Fund	$18.8M	Aug 29, 2024	56	Mar 28, 2019	reported	021-338046
HIGHMORE EQUITY OPPORTUNITIES FUND, LP	Hedge Fund	$12.6M	Dec 22, 2020	2	Mar 14, 2016	dropped	021-258956
HIGHMORE CREDIT HORIZONS FUND, LP	Hedge Fund	$10.0M	Aug 29, 2024	2	Mar 28, 2017	reported	021-286783
HIGHMORE OPPORTUNITIES FUND (OFFSHORE) LTD.	Other Private Fund	$9.4M	Aug 19, 2021	6	Mar 26, 2021	dropped	n/a
HIGHMORE CREDIT OPPORTUNITIES FUND, LP	Hedge Fund	$7.7M	Aug 29, 2024	2	Mar 14, 2016	reported	021-258957

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALTENBURG, BRIAN, MICHAEL	LIMITED PARTNER	C	yes	10/2014	Feb 14, 2015	Apr 25, 2024
ALTENBURG, BRIAN, MICHAEL	Partner	Na	yes	10/2014	Feb 14, 2015	Apr 25, 2024
HIGHMORE GROUP GP LLC	GENERAL PARTNER	F	yes	10/2014	Mar 30, 2015	Apr 25, 2024
HIGHMORE GROUP HOLDINGS LP	MANAGING MEMBER	E	yes	10/2014	Mar 30, 2015	Apr 25, 2024
JOGIA, DIPAK, PRAFULCHANDRA	Partner	Na	yes	10/2014	Feb 14, 2015	Apr 25, 2024
JOGIA, DIPAK, PRAFULCHANDRA	LIMITED PARTNER	C	yes	10/2014	Feb 14, 2015	Apr 25, 2024
JULIAN, JOSEPH, RICHARD	CHIEF COMPLIANCE OFFICER	Na	yes	03/2018	Mar 21, 2018	Apr 25, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 14, 2024	$2.8B	$1.4B	7	6	1	6	$126M
2022	Mar 14, 2023	$614M	$315M	7	6	2	6	$139M
2021	Mar 16, 2022	$650M	$350M	8	6	2	4	$100M
2020	Mar 26, 2021	$655M	$356M	8	6	2	4	$96.4M
2019	May 13, 2020	$555M	$256M	8	6	2	5	$113M
2018	Mar 28, 2019	$633M	$309M	8	6	2	4	$93.0M
2017	Mar 21, 2018	$226M	$226M	8	6	2	3	$62.0M
2016	Mar 28, 2017	$78.6M	$78.6M	8	5	n/a	3	$55.6M
2015	Mar 14, 2016	$254M	$58.8M	4	4	n/a	2	$40.0M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$2.8B	$614M	360.9%	$655M	62.9%	7	7	1	2

Relationships

Advises (5)

→ HIGHMORE CREDIT OPPORTUNITIES FUND, LPPrivate fundHedge Fund, ERA
Mar 14, 2016 to presentfactForm ADV
→ HIGHMORE CREDIT HORIZONS FUND, LPPrivate fundHedge Fund, ERA
Mar 28, 2017 to presentfactForm ADV
→ HIGHMORE TRADE FINANCE FUND, LPPrivate fundOther Private Fund, ERA
Mar 28, 2019 to presentfactForm ADV
→ HIGHMORE OPPORTUNITIES FUND (OFFSHORE) LTD.Private fundOther Private Fund, IA, no longer reported
Mar 26, 2021 to Aug 19, 2021factForm ADV
→ HIGHMORE EQUITY OPPORTUNITIES FUND, LPPrivate fundHedge Fund, IA, no longer reported
Mar 14, 2016 to Dec 22, 2020factForm ADV

Controls (5)

← JULIAN, JOSEPH, RICHARDOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 21, 2018 to presentfactForm ADV
← JOGIA, DIPAK, PRAFULCHANDRAOwnerLIMITED PARTNER, ownership code C, individual
Feb 14, 2015 to presentfactForm ADV
← ALTENBURG, BRIAN, MICHAELOwnerLIMITED PARTNER, ownership code C, individual
Feb 14, 2015 to presentfactForm ADV
← HIGHMORE GROUP GP LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
Mar 30, 2015 to presentfactForm ADV
← HIGHMORE GROUP HOLDINGS LPOwnerMANAGING MEMBER, ownership code E, domestic entity
Mar 30, 2015 to presentfactForm ADV

Affiliated with (1)

← VILLAGE HOLDINGS, INC.Registered adviserother investment adviser, common control
factForm ADV

Registered with (1)

← JOSEPH RICHARD JULIANAdvisorregistration: previous registration
Nov 17, 2016 to Aug 27, 2024factForm ADV

Dated events

Occurred
Aug 27, 2024
Advisor changed firm
Joseph Richard Julian left Highmore Group for Altes Capital, Llc (registered 2025-01-21)
Form ADVobserved 4 days ago
Occurred
Mar 14, 2024
Regulatory AUM changed
Highmore Group reported RAUM $2.8B, up 360% from $613.8M (2023-05-08 to 2024-03-14)
Form ADVobserved 4 days ago
$2.2B
Occurred
Mar 28, 2019
Regulatory AUM changed
Highmore Group reported RAUM $632.6M, up 54% from $411.7M (2018-09-04 to 2019-03-28)
Form ADVobserved 4 days ago
$221M
Occurred
Jun 26, 2018
Regulatory AUM changed
Highmore Group reported RAUM $411.7M, up 82% from $225.6M (2018-05-03 to 2018-06-26)
Form ADVobserved 4 days ago
$186M
Occurred
Feb 14, 2015
First Form ADV filing
Highmore Group, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:96be1ecf-0481-9170-a9d3-ae2f597eea9d
First observed: Feb 14, 2015
Last observed: Apr 25, 2024 29 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HIGHMORE GROUP

HIGHMORE GROUP ADVISORS, LLC, CRD 174419

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:96be1ecf-0481-9170-a9d3-ae2f597eea9d

Data as of Apr 25, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:35 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

HIGHMORE TRADE FINANCE FUND, LP

Other Private Fund

$18.8M

Aug 29, 2024

Mar 28, 2019

reported

021-338046

HIGHMORE EQUITY OPPORTUNITIES FUND, LP

Hedge Fund

$12.6M

Dec 22, 2020

Mar 14, 2016

dropped

021-258956

HIGHMORE CREDIT HORIZONS FUND, LP

Hedge Fund

$10.0M

Aug 29, 2024

Mar 28, 2017

reported

021-286783

HIGHMORE OPPORTUNITIES FUND (OFFSHORE) LTD.

Other Private Fund

$9.4M

Aug 19, 2021

Mar 26, 2021

dropped

n/a

HIGHMORE CREDIT OPPORTUNITIES FUND, LP

Hedge Fund

$7.7M

Aug 29, 2024

Mar 14, 2016

reported

021-258957

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALTENBURG, BRIAN, MICHAEL

LIMITED PARTNER

yes

10/2014

Feb 14, 2015

Apr 25, 2024

ALTENBURG, BRIAN, MICHAEL

Partner

yes

10/2014

Feb 14, 2015

Apr 25, 2024

HIGHMORE GROUP GP LLC

GENERAL PARTNER

yes

10/2014

Mar 30, 2015

Apr 25, 2024

HIGHMORE GROUP HOLDINGS LP

MANAGING MEMBER

yes

10/2014

Mar 30, 2015

Apr 25, 2024

JOGIA, DIPAK, PRAFULCHANDRA

Partner

yes

10/2014

Feb 14, 2015

Apr 25, 2024

JOGIA, DIPAK, PRAFULCHANDRA

LIMITED PARTNER

yes

10/2014

Feb 14, 2015

Apr 25, 2024

JULIAN, JOSEPH, RICHARD

CHIEF COMPLIANCE OFFICER

yes

03/2018

Mar 21, 2018

Apr 25, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 14, 2024

$2.8B

$1.4B

$126M

2022

Mar 14, 2023

$614M

$315M

$139M

2021

Mar 16, 2022

$650M

$350M

$100M

2020

Mar 26, 2021

$655M

$356M

$96.4M

2019

May 13, 2020

$555M

$256M

$113M

2018

Mar 28, 2019

$633M

$309M

$93.0M

2017

Mar 21, 2018

$226M

$62.0M

2016

Mar 28, 2017

$78.6M

n/a

$55.6M

2015

Mar 14, 2016

$254M

$58.8M

n/a

$40.0M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$2.8B

$614M

360.9%

$655M

62.9%