DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MORGAN STANLEY
New York, NY | Short Hills, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Apr 23, 2021 | n/a | yes | New York, NY|Short Hills, NJ | Current employment |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Apr 18, 2017 | Apr 26, 2021 | no | New York, NY|New York, NY|NEW YORK, NY|New York, NY|Fort Lee, NJ|NEW YORK, NY|Fort Lee, NJ|New York, NY|New York, NY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 31, 2012 | Jan 18, 2017 | no | WAYNE, NJ|FLORHAM PARK, NJ|LAKE HIAWATHA, NJ|BOONTON TOWNSHIP, NJ|BOONTON, NJ|WAYNE, NJ | Previous registration |
| ADVANCED EQUITIES, INC. | Former SEC adviser | Aug 30, 2011 | Jul 31, 2012 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Apr 26, 2021 | Apr 23, 2021 | -3 | Firm change | Ibd to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CITIGROUP GLOBAL MARKETS INC. | Jan 18, 2017 | Apr 18, 2017 | 90 | Firm change | Other |
| ADVANCED EQUITIES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jul 31, 2012 | Oct 31, 2012 | 92 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7059:149777:NY:2021-04-26 | Apr 26, 2021 | Apr 23, 2021 | NEW YORK, NY | Firm change |