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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

Kathryn J Jay

Advisor at SPARTAN WEALTH MANAGEMENT

BINGHAM FARMS, MI

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Search this name across graphsid dfx:ria:94a86a5f-8494-76ef-08d1-ccc835d5dde8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 26, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SPARTAN WEALTH MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 25, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 25, 2007
First registration: Jun 26, 2007
Dual registered: yes, broker-dealer
Other names: KATIE LENTZ|Kathryn Jay|KATHRYN JANE LENTZ|Katie Jay|KATHRYN JANE JAY
IAPD individual key: 5008770

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SPARTAN WEALTH MANAGEMENT	Independent wealth	Aug 11, 2026	n/a	yes	BINGHAM FARMS, MI	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 5, 2009	May 26, 2026	no	St Charles, IL\|FARMINGTON HILLS, MI\|Bloomfield Hills, MI\|Farmington Hills, MI\|Farmington Hills, MI\|TROY, MI	Previous registration
AMERIPRISE ADVISOR SERVICES, INC.	n/a	Jun 18, 2009	Oct 5, 2009	no	ST. CHARLES, IL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	May 1, 2009	no	ST. CHARLES, IL	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Jun 26, 2007	Jan 1, 2008	no	ST. CHARLES, IL\|ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	SPARTAN WEALTH MANAGEMENT	May 26, 2026	Aug 11, 2026	77	Firm change	Ibd to RIA
AMERIPRISE ADVISOR SERVICES, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Oct 5, 2009	Oct 5, 2009	0	Bulk transfer	Other
WELLS FARGO ADVISORS	AMERIPRISE ADVISOR SERVICES, INC.	May 1, 2009	Jun 18, 2009	48	Firm change	Other
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other

Relationships

Registered with (5)

→ SPARTAN WEALTH MANAGEMENTRegistered adviserregistration: current employment
Aug 11, 2026 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 5, 2009 to May 26, 2026factForm ADV
→ AMERIPRISE ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
Jun 18, 2009 to Oct 5, 2009factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to May 1, 2009factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Jun 26, 2007 to Jan 1, 2008factForm ADV

Dated events

Occurred
May 26, 2026
Advisor changed firm
Kathryn J Jay left Ameriprise Financial Services, Llc for Spartan Wealth Management (registered 2026-08-11)
Form ADVobserved 5 days ago