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Advisor at JANNEY MONTGOMERY SCOTT LLC
PHILADELPHIA, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| JANNEY MONTGOMERY SCOTT LLC | Bd affiliated wealth | May 22, 2023 | n/a | yes | PHILADELPHIA, PA | Current employment |
| ENVESTNET PMC | Independent wealth | Nov 25, 2013 | Jul 16, 2021 | no | BERWYN, PA|berwyn, PA | Previous registration |
| PGIM INVESTMENTS LLC | Asset manager | Jul 20, 2011 | Jul 16, 2013 | no | NEWARK, NJ | Previous registration |
| FORTIGENT, LLC | Former SEC adviser | Sep 10, 2009 | May 26, 2011 | no | FORT MILL, SC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ENVESTNET PMC | JANNEY MONTGOMERY SCOTT LLC | Jul 16, 2021 | May 22, 2023 | 675 | Firm change after gap | RIA to ibd |
| PGIM INVESTMENTS LLC | ENVESTNET PMC | Jul 16, 2013 | Nov 25, 2013 | 132 | Firm change | Other |
| FORTIGENT, LLC | PGIM INVESTMENTS LLC | May 26, 2011 | Jul 20, 2011 | 55 | Firm change | Other |