DFX Intelligence
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Reading the graph
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Advisor at K••••• A••••••• S•••••••• L••
AUSTIN, TX | Austin, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| K••••• A••••••• S•••••••• L•• | Bd affiliated wealth | Aug 25, 2017 | n/a | yes | Austin, TX|AUSTIN, TX | Current employment |
| L•• F•••••••• L•• | Bd affiliated wealth | Sep 8, 2009 | Jan 14, 2010 | no | LAKE FOREST, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | K••••• A••••••• S•••••••• L•• | Jan 14, 2010 | Aug 25, 2017 | 2,780 | Firm change after gap | Other |
| W••••••••• F•••••••• G••••• I••• | L•• F•••••••• L•• | Sep 8, 2009 | Sep 8, 2009 |
| W••••••••• F•••••••• G••••• I••• | n/a | Mar 7, 2005 | Sep 8, 2009 | no | LAKE FOREST, IL|LAKE FOREST, IL | Previous registration |
| O•••••• S••••••• A••••••• C••• | Former SEC adviser | Aug 3, 1998 | Mar 14, 2005 | no | LAKE FOREST, IL | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| O•••••• S••••••• A••••••• C••• | W••••••••• F•••••••• G••••• I••• | Mar 14, 2005 | Mar 7, 2005 | -7 | Firm change | Other |