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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
DALLAS, TX | PLYMOUTH, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Feb 3, 2025 | n/a | yes | DALLAS, TX|PLYMOUTH, MN | Current employment |
| XO WEALTH MANAGEMENT | Former SEC adviser | Jan 17, 2025 | Feb 14, 2025 | no | DALLAS, TX | Previous registration |
| XO WEALTH MANAGEMENT | Former SEC adviser | Jan 24, 2024 | Dec 31, 2024 | no | DALLAS, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 29, 2006 | Mar 16, 2009 | no | DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| XO WEALTH MANAGEMENT | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Feb 14, 2025 | Feb 3, 2025 | -11 | Firm change | RIA to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | XO WEALTH MANAGEMENT | Mar 16, 2009 | Jan 24, 2024 | 5,427 | Firm change after gap | Wirehouse to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 281767:116407:TX:2025-02-14 | Feb 14, 2025 | Feb 3, 2025 | DALLAS, TX | Firm change |