DFX Intelligence

F•••• M•••• F••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

F•••• M•••• F••••••••• L••

CRD 145025

MEDINA, OH

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Search this name across graphsid dfx:ria:94cc680c-bbf6-eaed-0be1-138123cc1ec3

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 9, 2012 to Mar 31, 2026
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $186M••• Locked
Discretionary RAUM: $186M
Private client RAUM: $183Mderived••• Locked
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $186Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D••••• J••••• M••••	n/a	Medina, OH	4	24	5	no

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M••••• D•••••• J•••••	PRESIDENT & CHIEF COMPLIANCE OFFICER	E	yes	08/2007	Jan 9, 2012	Mar 31, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$186M	$155M	19.7%	$148M	7.8%	3	3	0	0

Relationships

Registered with (1)

← D••••• J••••• M••••Advisorregistration: previous registration
Jan 21, 2010 to Dec 31, 2021factForm ADV

Controls (1)

← M••••• D•••••• J•••••OwnerPRESIDENT & CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jan 9, 2012 to Mar 31, 2024factForm ADV

Dated events

Occurred
Mar 31, 2020
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$-348M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:94cc680c-bbf6-eaed-0be1-138123cc1ec3
First observed: Jan 9, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.