DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F•••• M•••• F••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jan 9, 2012 · 23 filings
SEC status approved since May 3, 2011
RAUM
$186M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$183M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$186M
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$186M as of Mar 31, 2026
Mar 6, 2012$107M then
HNW client RAUM$107M as of Mar 31, 2026
Apr 10, 2018$109M then
State-registered IARs (5.B.3)1 as of Mar 31, 2026
Feb 5, 20131 then
Employees (5.A)3 as of Mar 31, 2026
Feb 5, 20131 then
Private funds: no history
RAUM +20% over the last fiscal year+7.8% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $186MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 382derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $173,840derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.2%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$107M58%
- Individuals$75.8M41%
- Pension and profit-sharing plans$2.9M1.6%
- Individual clients
- 317reported
- HNW clients
- 65reported
- Pension plan clients
- 1reported
- Charitable clients
- 0reported
- Accounts
- 1,068reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••••• J••••• M•••• | Medina, Oh | Jan 24, 2022 | 24 y | 5 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- D••••• J••••• M•••• from T•••• A•••••••• L••Aug 15, 2008 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M••••• D•••••• J••••• · President & Chief Compliance Officercontrolsince 08/2007 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 792 to 1,068Mar 31, 2025 to Mar 31, 2026
- HNW clients · 35 to 65Mar 31, 2025 to Mar 31, 2026
- Individual clients · 335 to 317Mar 31, 2025 to Mar 31, 2026
- Financial planning clients · 251-500 to 51-100Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $155M to $186MMar 31, 2025 to Mar 31, 2026
- HNW RAUM · $82.2M to $107MMar 31, 2025 to Mar 31, 2026
- Individual RAUM · $70.4M to $75.8MMar 31, 2025 to Mar 31, 2026
- Pension RAUM · $2.5M to $2.9MMar 31, 2025 to Mar 31, 2026
- RAUM · $155M to $186MMar 31, 2025 to Mar 31, 2026
- Accounts · 677 to 792Mar 31, 2024 to Mar 31, 2025
- Individual clients · 316 to 335Mar 31, 2024 to Mar 31, 2025
- Financial planning clients · 251-500 to 251-500Mar 31, 2024 to Mar 31, 2025
- Discretionary RAUM · $140M to $155MMar 31, 2024 to Mar 31, 2025
- HNW RAUM · $80.7M to $82.2MMar 31, 2024 to Mar 31, 2025
- Individual RAUM · $56.4M to $70.4MMar 31, 2024 to Mar 31, 2025
- Pension RAUM · $2.8M to $2.5MMar 31, 2024 to Mar 31, 2025
- RAUM · $140M to $155MMar 31, 2024 to Mar 31, 2025
- Accounts · 672 to 677Mar 25, 2023 to Mar 31, 2024
- Advisory activities · 5 to 4Mar 25, 2023 to Mar 31, 2024
- HNW clients · 37 to 35Mar 25, 2023 to Mar 31, 2024
- Individual clients · 222 to 316Mar 25, 2023 to Mar 31, 2024
- Discretionary RAUM · $148M to $140MMar 25, 2023 to Mar 31, 2024
- HNW RAUM · $85.9M to $80.7MMar 25, 2023 to Mar 31, 2024
- Individual RAUM · $59.9M to $56.4MMar 25, 2023 to Mar 31, 2024
- Pension RAUM · $2.4M to $2.8MMar 25, 2023 to Mar 31, 2024
- RAUM · $148M to $140MMar 25, 2023 to Mar 31, 2024
- Accounts · 576 to 672Mar 30, 2022 to Mar 25, 2023
- Advisory activities · 6 to 5Mar 30, 2022 to Mar 25, 2023
- HNW clients · 39 to 37Mar 30, 2022 to Mar 25, 2023
- Individual clients · 180 to 222Mar 30, 2022 to Mar 25, 2023
- Financial planning clients · 101-250 to 251-500Mar 30, 2022 to Mar 25, 2023
- Discretionary RAUM · $135M to $148MMar 30, 2022 to Mar 25, 2023
- HNW RAUM · $73.9M to $85.9MMar 30, 2022 to Mar 25, 2023
- Individual RAUM · $55.0M to $59.9MMar 30, 2022 to Mar 25, 2023
- Pension RAUM · $5.7M to $2.4MMar 30, 2022 to Mar 25, 2023
- RAUM · $135M to $148MMar 30, 2022 to Mar 25, 2023
- Accounts · 671 to 576Jan 24, 2022 to Mar 30, 2022
- Advisory activities · 4 to 6Jan 24, 2022 to Mar 30, 2022
- HNW clients · 45 to 39Jan 24, 2022 to Mar 30, 2022
- Individual clients · 320 to 180Jan 24, 2022 to Mar 30, 2022
Signals
1 dated events
- F•••• M•••• F••••••••• L•• reported RAUM $93.1M, down 79% from $441.0M (2019-04-01 to 2020-03-31)Mar 31, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- fmf365.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 330-722-5777reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- fmf365.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $186Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026