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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

ARMANDO FERNANDEZ

Advisor at AUSDAL FINANCIAL PARTNERS, INC.

MIAMI SHORES, FL | COLORADO SPRINGS, CO

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Search this name across graphsid dfx:ria:94eb9d86-ab23-d9bc-301a-5dcd2d6400be

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Mar 28, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AUSDAL FINANCIAL PARTNERS, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 7, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Aug 7, 1998
First registration: Mar 28, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 3079602

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AUSDAL FINANCIAL PARTNERS, INC.	Independent wealth	Jan 6, 2025	n/a	yes	COLORADO SPRINGS, CO\|MIAMI SHORES, FL\|MIAMI SHORES, FL	Current employment
OSAIC ADVISORY SERVICES, LLC	Bd affiliated wealth	Oct 14, 2024	Jan 7, 2025	no	Miami Shores, FL\|ATLANTA, GA	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Oct 11, 2024	Oct 11, 2024	no	SCOTTSDALE, AZ\|MIAMI SHORES, FL\|Palm Beach Gardens, FL	Previous registration
AMERICAN PORTFOLIOS ADVISORS, INC	Former SEC adviser	Jan 10, 2017	Oct 11, 2024	no	MIAM SHORES, FL\|Miami Shores, FL\|HOLBROOK, NY	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Aug 22, 2016	no	MIAMI, FL\|Miami, FL\|MIAMI BEACH, FL	Previous registration
MORGAN STANLEY & CO. LLC	n/a	May 4, 2009	Jun 1, 2009	no	MIAMI, FL	Previous registration
MORGAN KEEGAN & COMPANY, LLC	Former SEC adviser	Aug 5, 2004	Apr 29, 2009	no	CORAL GABLES, FL\|NORTH MIAMI BEACH, FL	Previous registration
UNION PLANTERS INVESTMENT ADVISORS, INC.	n/a	Mar 28, 2003	Aug 5, 2004	no	NORTH MIAMI BEACH, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC ADVISORY SERVICES, LLC	AUSDAL FINANCIAL PARTNERS, INC.	Jan 7, 2025	Jan 6, 2025	-1	Firm change	Ibd to RIA
AMERICAN PORTFOLIOS ADVISORS, INC	OSAIC WEALTH, INC.	Oct 11, 2024	Oct 11, 2024	0	Bulk transfer	Ibd to ibd
OSAIC WEALTH, INC.	OSAIC ADVISORY SERVICES, LLC	Oct 11, 2024	Oct 14, 2024	3	Firm change	Ibd to ibd
MORGAN STANLEY	AMERICAN PORTFOLIOS ADVISORS, INC	Aug 22, 2016	Jan 10, 2017	141	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN KEEGAN & COMPANY, LLC	MORGAN STANLEY & CO. LLC	Apr 29, 2009	May 4, 2009	5	Firm change	Other
UNION PLANTERS INVESTMENT ADVISORS, INC.	MORGAN KEEGAN & COMPANY, LLC	Aug 5, 2004	Aug 5, 2004	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
23131:171070:AZ:2024-10-11	Oct 11, 2024	Oct 14, 2024	SCOTTSDALE, AZ	Firm change

Relationships

Registered with (8)

→ AUSDAL FINANCIAL PARTNERS, INC.Registered adviserregistration: current employment
Jan 6, 2025 to presentfactForm ADV
→ OSAIC ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Oct 14, 2024 to Jan 7, 2025factForm ADV
→ AMERICAN PORTFOLIOS ADVISORS, INCRegistered adviserregistration: previous registration
Jan 10, 2017 to Oct 11, 2024factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Oct 11, 2024 to Oct 11, 2024factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Aug 22, 2016factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
May 4, 2009 to Jun 1, 2009factForm ADV
→ MORGAN KEEGAN & COMPANY, LLCRegistered adviserregistration: previous registration
Aug 5, 2004 to Apr 29, 2009factForm ADV
→ UNION PLANTERS INVESTMENT ADVISORS, INC.Registered adviserregistration: previous registration
Mar 28, 2003 to Aug 5, 2004factForm ADV

Dated events

Occurred
Jan 7, 2025
Advisor changed firm
Armando Fernandez left Osaic Advisory Services, Llc for Ausdal Financial Partners, Inc. (registered 2025-01-06)
Form ADVobserved 4 days ago
Occurred
Oct 11, 2024
Advisor changed firm
Armando Fernandez left Osaic Wealth, Inc. for Osaic Advisory Services, Llc (registered 2024-10-14)
Form ADVobserved 4 days ago