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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

Bryan James Hickingbottom

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

LODI, CA | Lodi, CA

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Search this name across graphsid dfx:ria:94eded30-752d-0c78-9bc2-95ed364c620c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 7, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 15, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jan 15, 2001
First registration: Feb 7, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 4305123

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Feb 11, 2009	n/a	yes	LODI, CA\|Lodi, CA	Current employment
KIPP FINANCIAL GROUP, INC.	Former SEC adviser	Jan 13, 2006	Jan 11, 2008	no	LODI, CA	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Feb 1, 2005	Jan 30, 2009	no	LODI, CA\|LODI, CA	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Dec 10, 2004	Dec 17, 2004	no	ROSEVILLE, CA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Dec 9, 2002	Jan 7, 2005	no	LODI, CA	Previous registration
OSAIC FA, INC.	Former SEC adviser	Feb 7, 2001	Dec 9, 2002	no	SACRAMENTO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	KIPP FINANCIAL GROUP, INC.	Jan 30, 2009	Jan 13, 2006	-1,113	Firm change after gap	Other
KIPP FINANCIAL GROUP, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jan 11, 2008	Feb 11, 2009	397	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	VALIC FINANCIAL ADVISORS, INC.	Jan 7, 2005	Dec 10, 2004	-28	Firm change	Other
VALIC FINANCIAL ADVISORS, INC.	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Dec 17, 2004	Feb 1, 2005	46	Firm change	Other
OSAIC FA, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Dec 9, 2002	Dec 9, 2002	0	Firm change	Other

Relationships

Registered with (6)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Feb 11, 2009 to presentfactForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Feb 1, 2005 to Jan 30, 2009factForm ADV
→ KIPP FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Jan 13, 2006 to Jan 11, 2008factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Dec 9, 2002 to Jan 7, 2005factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Dec 10, 2004 to Dec 17, 2004factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Feb 7, 2001 to Dec 9, 2002factForm ADV

Dated events

No dated event names this entity yet.