DFX Intelligence

A••• J•••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner33 years in industry

A••• J•••• W••••••

Advisor at H•••••••• W•••••• L••

DALLAS, TX

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Search this name across graphsid dfx:ria:94fb4a0e-27f9-82af-a43f-f8145d4cb28b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 14, 1995 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• W•••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 29, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• W•••••• L••	State registered	Jun 2, 2022	n/a	yes	DALLAS, TX	Current employment
N••••••• T•••• S••••••••• I••	Bd affiliated wealth	May 21, 2004	Dec 31, 2009	no	DALLAS, TX\|DALLAS, TX\|DALLAS, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••• T•••• S••••••••• I••	H•••••••• W•••••• L••	Dec 31, 2009	Jun 2, 2022	4,536	Firm change after gap	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	N••••••• T•••• S••••••••• I••	May 5, 2004	May 21, 2004

Relationships

Registered with (3)

→ H•••••••• W•••••• L••Registered adviserregistration: current employment
Jun 2, 2022 to presentfactForm ADV
→ N••••••• T•••• S••••••••• I••Registered adviserregistration: previous registration
May 21, 2004 to Dec 31, 2009factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Mar 14, 1995 to May 5, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:94fb4a0e-27f9-82af-a43f-f8145d4cb28b
First observed: Mar 14, 1995
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.