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K•••••••• T••••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

K•••••••• T••••• L•••••

Advisor at J•••• W••••• M••••••••• L••

HOUSTON, TX

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Search this name across graphsid dfx:ria:94fdb1e1-70a6-22e0-a2a1-0d48e70431c2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 23, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J•••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 2, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J•••• W••••• M••••••••• L••	Independent wealth	May 2, 2023	n/a	yes	HOUSTON, TX	Current employment
W•••• F•••• A•••••••	Wirehouse	May 23, 2013	May 8, 2023	no	HOUSTON, TX

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	J•••• W••••• M••••••••• L••	May 8, 2023	May 2, 2023	-6	Firm change	Wirehouse to new firm
U•• F•••••••• S••••••• I•••	W•••• F•••• A•••••••	May 31, 2013

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
11025:325221:TX:2023-05-08	May 8, 2023	May 2, 2023	HOUSTON, TX	Firm change

Relationships

Registered with (3)

→ J•••• W••••• M••••••••• L••Registered adviserregistration: current employment
May 2, 2023 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
May 23, 2013 to May 8, 2023factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Mar 23, 2007 to May 31, 2013factForm ADV

Dated events

Occurred
May 8, 2023
Advisor changed firm
K•••••••• T••••• L••••• left W•••• F•••• A••••••• for J•••• W••••• M••••••••• L•• (registered 2023-05-02)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:94fdb1e1-70a6-22e0-a2a1-0d48e70431c2
First observed: Mar 23, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.