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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Andrew Mitchell Cullen

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

West Chester, OH | Batavia, OH

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Search this name across graphsid dfx:ria:94fe3e66-7d4e-d0cf-8b5a-805be38724f8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Oct 5, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Nov 12, 2021
First registration: Oct 5, 2022
Dual registered: yes, broker-dealer
Other names: Andrew Cullen|Andrew Mitchell Cullen
IAPD individual key: 7408398

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jul 31, 2024	n/a	yes	Batavia, OH\|West Chester, OH	Current employment
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Jun 13, 2023	Jul 24, 2024	no	Cincinnati, OH	Previous registration
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Dec 7, 2022	Apr 21, 2023	no	CINCINNATI, OH	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Oct 5, 2022	Jan 30, 2023	no	COVINGTON, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP INVESTMENTS, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Jul 24, 2024	Jul 31, 2024	7	Firm change	Ibd to ibd
CUSO FINANCIAL SERVICES, L.P.	U.S. BANCORP INVESTMENTS, INC.	Apr 21, 2023	Jun 13, 2023	53	Firm change	Ibd to ibd
FIDELITY PERSONAL AND WORKPLACE ADVISORS	CUSO FINANCIAL SERVICES, L.P.	Jan 30, 2023	Dec 7, 2022	-54	Firm change after gap	Ibd to ibd

Relationships

Registered with (4)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Jul 31, 2024 to presentfactForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Jun 13, 2023 to Jul 24, 2024factForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Dec 7, 2022 to Apr 21, 2023factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Oct 5, 2022 to Jan 30, 2023factForm ADV

Dated events

Occurred
Jul 24, 2024
Advisor changed firm
Andrew Mitchell Cullen left U.S. Bancorp Investments, Inc. for Ameriprise Financial Services, Llc (registered 2024-07-31)
Form ADVobserved 3 days ago
Occurred
Apr 21, 2023
Advisor changed firm
Andrew Mitchell Cullen left Cuso Financial Services, L.P. for U.S. Bancorp Investments, Inc. (registered 2023-06-13)
Form ADVobserved 3 days ago
Occurred
Jan 30, 2023
Advisor changed firm
Andrew Mitchell Cullen left Fidelity Personal And Workplace Advisors for Cuso Financial Services, L.P. (registered 2022-12-07)
Form ADVobserved 3 days ago