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Advisor at STRATEGIC WEALTH INVESTMENT GROUP, LLC
LOUISVILLE, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATEGIC WEALTH INVESTMENT GROUP, LLC | Independent wealth | Jan 24, 2024 | n/a | yes | LOUISVILLE, KY | Current employment |
| ASPEN FINANCIAL MANAGEMENT, INC. | Former SEC adviser | Aug 12, 2008 | Jan 2, 2013 | no | CHENEY, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ASPEN FINANCIAL MANAGEMENT, INC. | STRATEGIC WEALTH INVESTMENT GROUP, LLC | Jan 2, 2013 | Jan 24, 2024 | 4,039 | Firm change after gap | Other |