DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 165474
LOUISVILLE, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JOSHUA MATTHEW SMITH | n/a | LOUISVILLE, KY | Ponte Vedra, FL | 8 | 19 | n/a | no |
| Robert Thomas De Lessio | n/a | LOUISVILLE, KY | Mason, OH | 7 | 11 | n/a | no |
| Thomas Warren Reilly | n/a | LOUISVILLE, KY | Vienna, VA | 5 | 12 | n/a | no |
| PHILLIS SAX PILVINIS | n/a | Peoria, AZ | LOUISVILLE, KY | 4 | 45 | 3 | no |
| MICHAEL DAVID REEVES | n/a | LOUISVILLE, KY | Dallas, TX | 4 | 21 | 3 | no |
| Scott Michael Pilvinis | Certified Financial Planner | Peoria, AZ | LOUISVILLE, KY | 4 | 10 | 2 | no |
| Jason Barrett Moore | n/a | LOUISVILLE, KY | Atlanta, GA | 4 | 26 | 5 | no |
| JORDAN SCHWARTZ | n/a | Dallas, TX | LOUISVILLE, KY | 4 | 12 | n/a | no |
| Spencer Bryzeal | n/a | Tampa, FL | LOUISVILLE, KY | 4 | 10 | 1 | no |
| Bradley Scott Gaines | n/a | LOUISVILLE, KY | 3 | 15 | n/a | no |
| Ashlie Danielle Dague | n/a | Atlanta, GA | LOUISVILLE, KY | 3 | 13 | n/a | no |
| MATTHEW JAMES DICKEN | n/a | LOUISVILLE, KY | 2 | 26 | 1 | no |
| THOMAS JOSEPH TRESHOCK | Certified Financial Planner | Vienna, VA | LOUISVILLE, KY | 2 | 11 | 2 | no |
| Grant Robert Sandberg | n/a | Bradenton, FL | LOUISVILLE, KY | Orlando, FL | Houston, TX | 2 | 13 | 2 | no |
| JOHN MATHEW GEHRI | Certified Financial Planner|Chartered Financial Consultant | LOUISVILLE, KY | Mason, OH | 2 | 21 | 5 | no |
| JACOB PROVART | n/a | Denver, CO | LOUISVILLE, KY | 1 | 13 | 2 | no |
| Tyler McIntyre Walbridge | Certified Financial Planner | LOUISVILLE, KY | Denver, CO | 1 | 11 | 1 | no |
| Quinn Teague | n/a | Indianapolis, IN | LOUISVILLE, KY | 1 | 17 | 1 | no |
| Andrew Seter | n/a | Denver, CO | LOUISVILLE, KY | 1 | 10 | 1 | no |
| SHAWN ROBERT HARPER | n/a | Zion Crossroads, VA | LOUISVILLE, KY | 1 | 12 | 1 | no |
| Dominic Portaro | n/a | LOUISVILLE, KY | 1 | 11 | n/a | no |
| Hairo Jose Rodriguez Pena | n/a | LOUISVILLE, KY | Tampa, FL | 1 | 10 | n/a | no |
| Erik Richard Bosman | n/a | LOUISVILLE, KY | Denver, CO | 1 | 15 | n/a | no |
| Nicholas Tieri | n/a | Dallas, TX | LOUISVILLE, KY | 1 | 11 | 1 | no |
| Aaron Kinsey | n/a | LOUISVILLE, KY | 1 | 11 | 1 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| DICKEN, MATTHEW, JAMES | FOUNDER/CEO | E | yes | 07/2002 | Mar 23, 2026 | Mar 23, 2026 |
| GAYLE, PETER, CASEY | Cco | Na | yes | 07/2025 | Mar 23, 2026 | Mar 23, 2026 |
| SCHWARTZ, JORDAN | Partner | A | yes | 06/2018 | Mar 23, 2026 | Mar 23, 2026 |
| STANLEY, DUSTIN | Partner | B | yes | 12/2016 | Oct 16, 2019 | May 23, 2024 |
| Scaffidi, Laurin, Mackenzie | DIRECTOR OF CULTURE INITIATIVES | Na | no | 03/2024 | Mar 23, 2026 | Mar 23, 2026 |
| PROVART, JACOB | DIRECTOR OF FINANCIAL PLANNING | Na | no | 03/2024 | Mar 19, 2024 | May 23, 2024 |
| SWENDIMAN, MATTHEW, ASHLEY | CHIEF COMPLIANCE OFFICER | Na | no | 04/2024 | Apr 11, 2024 | May 23, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| STRATEGIC WEALTH DESIGNERS, LLC | n/a | n/a | n/a | N | no | n/a |
| STRATEGIC WEALTH PROPERTY & CASUALTY | n/a | n/a | n/a | Y | yes | n/a |
| TOTAL RETURN CAPITAL MANAGEMENT, LLC. | n/a | n/a | n/a | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Denver | Co | United States | 6 | no |
| Mason | Oh | United States | 5 | no |
| Dallas | TX | United States | 4 | no |
| Tampa | FL | United States | 3 | no |
| Peoria | Az | United States | 2 | no |
| Raleigh | Nc | United States | 2 | no |
| Bellevue | Wa | United States | 2 | no |
| Westminster | Co | United States | 1 | no |
| Atlanta | Ga | United States | 1 | no |
| Indianapolis | In | United States | 1 | no |
| Plainfield | In | United States | 1 | no |
| Lexington | Ky | United States | 1 | no |
| Charlotte | Nc | United States | 1 | no |
| Austin | TX | United States | 1 | no |
| FORT WORTH | TX | United States | 1 | no |
| Houston | TX | United States | 1 | no |
| Vienna | Va | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 23, 2026 | $1.4B | $1.4B | 88 | 41 | 19 | n/a | n/a |
| 2024 | Mar 31, 2025 | $1.1B | $1.1B | 88 | 41 | 17 | n/a | n/a |
| 2023 | Mar 16, 2024 | $901M | $901M | 76 | 27 | 17 | n/a | n/a |
| 2022 | Mar 15, 2023 | $628M | $628M | 76 | 27 | 14 | n/a | n/a |
| 2021 | Mar 23, 2022 | $490M | $490M | 45 | 15 | 8 | n/a | n/a |
| 2020 | Mar 3, 2021 | $222M | $222M | 35 | 12 | 5 | n/a | n/a |
| 2019 | Jan 28, 2020 | $133M | $133M | 22 | 11 | 4 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 5 | 4 | 1 | 12.5% | 2 | 0 | 0 | 21 | 21 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.4B | $1.1B | 24.6% | $628M | 30.2% | 88 | 88 | 19 | 17 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| PSP FINANCIAL SERVICES LLC | 2 | Jan 3, 2023 | Jun 24, 2022 | PEORIA, AZ | Team lift out | Other | 100.0% |