DFX Intelligence

G•••••• M•••••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

G•••••• M•••••• L•••••

Advisor at C••••••• P•••••• W•••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9516a935-9959-7214-a54f-9fca9183172b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 5, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••• W•••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••• W•••••	Bd affiliated wealth	Jun 11, 2024	n/a	yes	Boston, MA\|TARRYTOWN, NY	Current employment
C••••••• S••••••••• I•••	Bd affiliated wealth	May 31, 2024	n/a	yes	SYRACUSE, NY\|Boston, MA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• P•••••• W••••• A••••••• L••	J••• M••••• S••••••••• L••	Jun 3, 2024	Apr 10, 2024	-54	Channel change	Ibd to wirehouse
J••• M••••• S••••••••• L••	C••••••• S••••••••• I•••	Jun 1, 2024	May 31, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
108559:79:MA:2024-06-03	Jun 3, 2024	Apr 10, 2024	BOSTON, MA	Firm change after gap
79:39550:MA:2024-06-01	Jun 1, 2024	May 31, 2024	BOSTON, MA	Firm change

Relationships

Registered with (4)

→ C••••••• P•••••• W•••••Registered adviserregistration: current employment
Jun 11, 2024 to presentfactForm ADV
→ C••••••• S••••••••• I•••Registered adviserregistration: current employment
May 31, 2024 to presentfactForm ADV
→ J••• M••••• P•••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Apr 5, 2022 to Jun 3, 2024factForm ADV
→ J••• M••••• S••••••••• L••

Dated events

Occurred
Jun 1, 2024
Advisor changed firm
G•••••• M•••••• L••••• left J••• M••••• S••••••••• L•• for C••••••• S••••••••• I••• (registered 2024-05-31)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9516a935-9959-7214-a54f-9fca9183172b
First observed: Apr 5, 2022
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.