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Reading the graph
Advisor at MORGAN STANLEY
Shrewsbury, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jan 28, 2013 | n/a | yes | Shrewsbury, NJ | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Sep 30, 2005 | Feb 4, 2013 | no | RED BANK, NJ|RED BANK, NJ | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | May 10, 2002 | Oct 17, 2005 | no | RED BANK, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY | Feb 4, 2013 | Jan 28, 2013 | -7 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | UBS FINANCIAL SERVICES INC. | Oct 17, 2005 | Sep 30, 2005 | -17 | Firm change | Other |